First Allied Advisory Services’s iShares US Broker-Dealers & Securities Exchanges ETF IAI Stock Holding History

First Allied Advisory Services’s Portfolio IAI Stock Details IAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	–	Sell	-1,040	Closed	-$67K	–	1368
2019 Q3	$67K	Buy	+1,040	New	+$67.1K	﹤0.01%	1306
2018 Q4	–	Sell	-14,182	Closed	-$880K	–	1119
2018 Q3	$880K	Sell	14,182 -1,609	-10%	-$105K	0.03%	507
2018 Q2	$1.01M	Sell	15,791 -5,155	-25%	-$345K	0.04%	449
2018 Q1	$1.38M	Buy	20,946 +4,254	+25%	+$281K	0.05%	368
2017 Q4	$1.04M	Buy	16,692 +4,021	+32%	+$240K	0.04%	435
2017 Q3	$722K	Sell	12,671 -400	-3%	-$21.7K	0.03%	501
2017 Q2	$695K	Sell	13,071 -1,587	-11%	-$81.1K	0.03%	516
2017 Q1	$752K	Sell	14,658 -184	-1%	-$9.54K	0.04%	463
2016 Q4	$734K	Sell	14,842 -432	-3%	-$19.8K	0.04%	473
2016 Q3	$635K	Sell	15,274 -234	-2%	-$9.35K	0.03%	487
2016 Q2	$559K	Hold	15,508	–	–	0.03%	513
2016 Q1	$580K	Sell	15,508 -950	-6%	-$34.4K	0.03%	502
2015 Q4	$681K	Sell	16,458 -2,175	-12%	-$90K	0.04%	474
2015 Q3	$720K	Sell	18,633 -2,708	-13%	-$114K	0.04%	443
2015 Q2	$937K	Buy	21,341 +37	+0.2%	+$1.61K	0.04%	412
2015 Q1	$913K	Sell	21,304 -1,590	-7%	-$66.2K	0.06%	370
2014 Q4	$976K	Sell	22,894 -615	-3%	-$24.8K	0.07%	331
2014 Q3	$929K	Sell	23,509 -115	-0.5%	-$4.44K	0.07%	311
2014 Q2	$884K	Sell	23,624 -2,008	-8%	-$74.4K	0.06%	355
2014 Q1	$992K	Buy	25,632 +7,855	+44%	+$301K	0.07%	299
2013 Q4	$688K	Buy	17,777 +1,500	+9%	+$53.6K	0.06%	401
2013 Q3	$534K	Buy	+16,277	New	+$525K	0.03%	505

Other funds holding IAI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

SWA

SFMG Wealth Advisors Plano, Texas $1.48B AUM 15.85% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

MIG

McGuire Investment Group Wakefield, Rhode Island $885M AUM 47.78% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

MML Investors Services Springfield, Massachusetts $36.1B AUM 19.68% 1-Year Est. Return

First Allied Advisory Services's IAI Position: Q4 2019 in Review

First Allied Advisory Services sold out of iShares US Broker-Dealers & Securities Exchanges ETF (IAI) in Q4 2019, closing a stake of 1,040 shares — an estimated $67K sold.

First Allied Advisory Services first reported a position in IAI in Q3 2013 and held it in 22 quarters. The position peaked at $1.38M in Q1 2018. 65 funds tracked by Wall St. Rank hold IAI as of Q4 2019.

First Allied Advisory Services reported no remaining iShares US Broker-Dealers & Securities Exchanges ETF position as of Q4 2019 after selling out during the quarter.
First Allied Advisory Services sold 1,040 iShares US Broker-Dealers & Securities Exchanges ETF shares in Q4 2019, an estimated $67K.
First Allied Advisory Services first reported a position in iShares US Broker-Dealers & Securities Exchanges ETF in Q3 2013 and held it in 22 quarters.
First Allied Advisory Services's iShares US Broker-Dealers & Securities Exchanges ETF position peaked at $1.38M in Q1 2018.
65 funds tracked by Wall St. Rank held iShares US Broker-Dealers & Securities Exchanges ETF as of Q4 2019.

Based on First Allied Advisory Services's 13F filing for Q4 2019, filed 10 Feb 2020.