National Planning Corporation’s iShares US Broker-Dealers & Securities Exchanges ETF IAI Stock Holding History

National Planning Corporation’s Portfolio IAI Stock Details IAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-3,767	Closed	-$215K	–	284
2017 Q3	$215K	Buy	3,767 +67	+2%	+$3.63K	0.02%	613
2017 Q2	$200K	Sell	3,700 -1,700	-31%	-$86.9K	0.02%	686
2017 Q1	$273K	Hold	5,400	–	–	0.02%	541
2016 Q4	$275K	Buy	+5,400	New	+$248K	0.02%	526
2016 Q1	–	Sell	-9,118	Closed	-$316K	–	699
2015 Q4	$316K	Sell	9,118 -857	-9%	-$35.4K	0.03%	502
2015 Q3	$419K	Sell	9,975 -1,320	-12%	-$55.5K	0.04%	385
2015 Q2	$489K	Buy	11,295 +708	+7%	+$30.9K	0.04%	359
2015 Q1	$453K	Buy	10,587 +488	+5%	+$20.3K	0.04%	384
2014 Q4	$420K	Hold	10,099	–	–	0.03%	463
2014 Q3	$401K	Hold	10,099	–	–	0.03%	467
2014 Q2	$380K	Buy	+10,099	New	+$374K	0.03%	499

Other funds holding IAI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

BAAM

Baker Avenue Asset Management San Francisco, California $4.43B AUM 26.6% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

BCM

Barometer Capital Management Toronto, Ontario, Canada $292M AUM 86.78% 1-Year Est. Return

SCM

Sandler Capital Management New York $193M AUM 77.14% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

CCMG

Clark Capital Management Group Philadelphia, Pennsylvania $16.2B AUM 29.8% 1-Year Est. Return

MIH

Meitav Investment House Bene-Beraq, Israel $9.12B AUM 42.07% 1-Year Est. Return

National Planning Corporation's IAI Position: Q4 2017 in Review

National Planning Corporation sold out of iShares US Broker-Dealers & Securities Exchanges ETF (IAI) in Q4 2017, closing a stake of 3,767 shares — an estimated $215K sold.

National Planning Corporation first reported a position in IAI in Q2 2014 and held it in 11 quarters. The position peaked at $489K in Q2 2015. 55 funds tracked by Wall St. Rank hold IAI as of Q4 2017.

National Planning Corporation reported no remaining iShares US Broker-Dealers & Securities Exchanges ETF position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 3,767 iShares US Broker-Dealers & Securities Exchanges ETF shares in Q4 2017, an estimated $215K.
National Planning Corporation first reported a position in iShares US Broker-Dealers & Securities Exchanges ETF in Q2 2014 and held it in 11 quarters.
National Planning Corporation's iShares US Broker-Dealers & Securities Exchanges ETF position peaked at $489K in Q2 2015.
55 funds tracked by Wall St. Rank held iShares US Broker-Dealers & Securities Exchanges ETF as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.