We are live on ! Find out more
IAI icon

iShares US Broker-Dealers & Securities Exchanges ETF

50 hedge funds and large institutions have $162M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2015 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 21 increasing their positions, 16 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

417% more call options, than puts

Call options by funds: $2.17M | Put options by funds: $420K

31% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 16

15.2% more ownership

Funds ownership: 42.71%57.91% (+15%)

9% more capital invested

Capital invested by funds: $149M → $162M (+$13.1M)

2% less funds holding

Funds holding: 5150 (-1)

17% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 6

Holders
50
Holders Change
-1
Holders Change %
-1.96%
% of All Funds
1.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
5
Increased
21
Reduced
16
Closed
6
Calls
$2.17M
Puts
$420K
Net Calls
+$1.75M
Net Calls Change
-$74K
Name Holding Trade Value Shares
Change
Change in
Stake
NPC
26
National Planning Corporation
California
$419K -$55.5K -1,320 -12%
Millennium Management
27
Millennium Management
New York
$411K +$448K +10,661 New
NFG
28
Noven Financial Group
Colorado
$402K +$66.4K +1,579 +18%
SF
29
Synovus Financial
Georgia
$372K
Jane Street
30
Jane Street
New York
$340K -$2.57M -61,027 -87%
Janney Montgomery Scott
31
Janney Montgomery Scott
Pennsylvania
$330K +$133K +3,166 +59%
SI
32
Stephens Inc
Arkansas
$286K +$65.2K +1,550 +26%
SS
33
Simplicity Solutions
Minnesota
$277K +$6.65K +158 +2%
CLOS
34
Compagnie Lombard Odier SCmA
Switzerland
$274K
CWM
35
Concert Wealth Management
California
$241K -$8.41K -200 -3%
Citadel Advisors
36
Citadel Advisors
Florida
$219K -$1.23M -29,244 -84%
CAM
37
Concorde Asset Management
Michigan
$214K +$8.33K +198 +4%
MFS
38
MSI Financial Services
Massachusetts
$176K +$21.4K +509 +13%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$54K +$2.02K +48 +4%
Creative Planning
40
Creative Planning
Kansas
$50K -$475K -11,304 -90%
IPC
41
Independent Portfolio Consultants
Florida
$50K
Envestnet Asset Management
42
Envestnet Asset Management
Illinois
$49K +$53K +1,260 New
PAI
43
Pittenger & Anderson Inc
Nebraska
$24K
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$22K +$13.2K +313 +116%
PNC Financial Services Group
45
PNC Financial Services Group
Pennsylvania
$20K -$6.9K -164 -24%
US Bancorp
46
US Bancorp
Minnesota
$12K
PG
47
Patten Group
Tennessee
$4.82K
BCM
48
Brookstone Capital Management
Illinois
$4K +$4.25K +101 New
Citigroup
49
Citigroup
New York
$3K -$1.35K -32 -30%
CCMG
50
Clark Capital Management Group
Pennsylvania
-$6.51M -148,438 Closed

IAI Hedge Fund Activity: Q3 2015 in Review

50 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2015, worth a combined $162M — up 8.8% from $149M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of IAI and 5 opened new positions — a net loss of 1 holder — while 16 trimmed existing stakes and 21 added.

The largest buyer was Janney Capital Management, opening a new position worth an estimated $41.7M. The largest seller was Clark Capital Management Group, exiting entirely with an estimated $6.51M sold.

  • 50 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2015, down from 51 in Q2 2015.
  • Funds reported $162M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2015, up 8.8% quarter-over-quarter.
  • 5 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2015 and 6 closed out, a net change of -1 holder.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2015 was Janney Capital Management, an estimated $41.7M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2015 was Clark Capital Management Group, an estimated $6.51M sold.

Based on aggregated 13F filings for Q3 2015.