Noven Financial Group’s iShares US Broker-Dealers & Securities Exchanges ETF IAI Stock Holding History

Noven Financial Group’s Portfolio IAI Stock Details IAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-10,427	Closed	-$402K	–	42
2015 Q3	$402K	Buy	10,427 +1,579	+18%	+$66.4K	0.32%	29
2015 Q2	$388K	Buy	+8,848	New	+$386K	0.28%	29
2014 Q2	–	Sell	-35,061	Closed	-$1.35M	–	37
2014 Q1	$1.35M	Sell	35,061 -1,463	-4%	-$56.1K	1.04%	16
2013 Q4	$1.41M	Buy	+36,524	New	+$1.3M	0.97%	17

Other funds holding IAI

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Main Management San Francisco, California $1.37B AUM 19.06% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

MWM

MinichMacGregor Wealth Management Saratoga Springs, New York $659M AUM 41.82% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

Noven Financial Group's IAI Position: Q4 2015 in Review

Noven Financial Group sold out of iShares US Broker-Dealers & Securities Exchanges ETF (IAI) in Q4 2015, closing a stake of 10,427 shares — an estimated $402K sold.

Noven Financial Group first reported a position in IAI in Q4 2013 and held it in 4 quarters. The position peaked at $1.41M in Q4 2013. 50 funds tracked by Wall St. Rank hold IAI as of Q4 2015.

Noven Financial Group reported no remaining iShares US Broker-Dealers & Securities Exchanges ETF position as of Q4 2015 after selling out during the quarter.
Noven Financial Group sold 10,427 iShares US Broker-Dealers & Securities Exchanges ETF shares in Q4 2015, an estimated $402K.
Noven Financial Group first reported a position in iShares US Broker-Dealers & Securities Exchanges ETF in Q4 2013 and held it in 4 quarters.
Noven Financial Group's iShares US Broker-Dealers & Securities Exchanges ETF position peaked at $1.41M in Q4 2013.
50 funds tracked by Wall St. Rank held iShares US Broker-Dealers & Securities Exchanges ETF as of Q4 2015.

Based on Noven Financial Group's 13F filing for Q4 2015, filed 11 Feb 2016.