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iShares US Broker-Dealers & Securities Exchanges ETF

53 hedge funds and large institutions have $181M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2015 Q1 according to their latest regulatory filings, with 11 funds opening new positions, 21 increasing their positions, 19 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

11% more capital invested

Capital invested by funds: $164M → $181M (+$17.8M)

11% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 19

10.13% more ownership

Funds ownership: 60.43%70.56% (+10%)

7% less funds holding

Funds holding: 5753 (-4)

27% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 15

Holders
53
Holders Change
-4
Holders Change %
-7.02%
% of All Funds
1.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
21
Reduced
19
Closed
15
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Koshinski Asset Management
26
Koshinski Asset Management
Illinois
$841K +$27.8K +668 +4%
SG
27
Somerset Group
Minnesota
$806K -$80.3K -1,930 -9%
LPL Financial
28
LPL Financial
California
$688K -$403K -9,680 -38%
X
29
Xponance
Pennsylvania
$563K -$6.58M -158,253 -92%
NPC
30
National Planning Corporation
California
$453K +$20.3K +488 +5%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$430K +$17.6K +424 +4%
SF
32
Synovus Financial
Georgia
$411K +$791 +19 +0.2%
CLOS
33
Compagnie Lombard Odier SCmA
Switzerland
$305K +$296K +7,118 New
SS
34
Simplicity Solutions
Minnesota
$263K +$255K +6,138 New
SI
35
Stephens Inc
Arkansas
$247K +$2.91K +70 +1%
DC
36
Davenport & Co
Virginia
$243K +$14.6K +350 +7%
CS
37
Credit Suisse
Switzerland
$223K -$485K -11,654 -69%
Citadel Advisors
38
Citadel Advisors
Florida
$210K -$350K -8,419 -63%
FSA
39
Financial Sense Advisors
California
$206K +$201K +4,819 New
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$202K -$40.4K -970 -17%
ED
41
Exane Derivatives
France
$150K +$146K +3,510 New
PAI
42
Pittenger & Anderson Inc
Nebraska
$70K -$19.8K -475 -23%
LTFS
43
Ladenburg Thalmann Financial Services
Florida
$58K -$14.6K -352 -21%
IPC
44
Independent Portfolio Consultants
Florida
$56K +$54.1K +1,300 New
Creative Planning
45
Creative Planning
Kansas
$26K -$374 -9 -1%
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$16K +$15.2K +366 New
US Bancorp
47
US Bancorp
Minnesota
$13K
MFS
48
MSI Financial Services
Massachusetts
$11K +$666 +16 +6%
Simplex Trading
49
Simplex Trading
Illinois
$8K -$50.2K -1,207 -86%
W
50
Wealthfront
California
$4K +$3.87K +93 New

IAI Hedge Fund Activity: Q1 2015 in Review

53 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2015, worth a combined $181M — up 11% from $164M a quarter earlier.

Sellers outnumbered buyers: 15 funds closed out of IAI and 11 opened new positions — a net loss of 4 holders — while 19 trimmed existing stakes and 21 added.

The largest buyer was Janney Capital Management, adding an estimated $34.1M. The largest seller was Wells Fargo, cutting an estimated $13.1M.

  • 53 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2015, down from 57 in Q4 2014.
  • Funds reported $181M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2015, up 11% quarter-over-quarter.
  • 11 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2015 and 15 closed out, a net change of -4 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2015 was Janney Capital Management, an estimated $34.1M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2015 was Wells Fargo, an estimated $13.1M sold.

Based on aggregated 13F filings for Q1 2015.