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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

57 hedge funds and large institutions have $164M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2014 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 19 increasing their positions, 13 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

111% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 9

46% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 13

25% more capital invested

Capital invested by funds: $131M → $164M (+$32.5M)

19% more funds holding

Funds holding: 48 → 57 (+9)

5.21% more ownership

Funds ownership: 55.22% → 60.43% (+5.2%)

100% less funds holding in top 10

Funds holding in top 10: 2 → 0 (-2)

Holders
57
Holders Change
+9
Holders Change %
+18.75%
% of All Funds
1.52%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
19
Increased
19
Reduced
13
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
X
Xponance
Pennsylvania
+$6.92M
2
New York State Common Retirement Fund
New York State Common Retirement Fund
New York
+$5.19M
3
Morgan Stanley
Morgan Stanley
New York
+$3.37M
4
Wells Fargo
Wells Fargo
California
+$2.83M
5
Bank of America
Bank of America
North Carolina
+$1.71M

Top Sellers

Rank Fund Capital Flow
1
ACM
Avalon Capital Management
California
-$3.07M
2
SI
Stephens Inc
Arkansas
-$2.23M
3
DADC
D.A. Davidson & Co
Montana
-$1.24M
4
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$517K
5
SC
Sumit Capital
New York
-$510K
Name Holding Trade Value Shares
Change 		Change in
Stake
SB
26
Suntrust Banks
Georgia
$825K +$207K +5,129 +36%
Koshinski Asset Management
27
Koshinski Asset Management
Illinois
$809K +$766K +18,968 New
CS
28
Credit Suisse
Switzerland
$719K +$681K +16,854 New
RJA
29
Raymond James & Associates
Florida
$709K +$671K +16,626 New
Stifel Financial
30
Stifel Financial
Missouri
$643K +$81.6K +2,020 +15%
SFT
31
Simmons First Trust
Arkansas
$641K -$121 -3 -0%
Citadel Advisors
32
Citadel Advisors
Florida
$568K +$401K +9,919 +292%
NPC
33
National Planning Corporation
California
$420K – – –
SF
34
Synovus Financial
Georgia
$410K -$174K -4,300 -31%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$410K +$45K +1,114 +13%
CWM
36
Concert Wealth Management
California
$305K +$285K +7,050 New
PHS
37
Pekin Hardy Strauss
Illinois
$304K +$287K +7,117 New
WA
38
WESPAC Advisors
California
$304K +$287K +7,117 New
FMBTD
39
First Midwest Bank Trust Division
Illinois
$258K -$37.6K -930 -13%
SI
40
Stephens Inc
Arkansas
$243K -$2.23M -55,214 -91%
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$242K +$229K +5,679 New
Millennium Management
42
Millennium Management
New York
$231K +$219K +5,416 New
DC
43
Davenport & Co
Virginia
$227K -$15.1K -375 -7%
CA
44
Cumberland Advisors
Florida
$141K +$134K +3,310 New
Deutsche Bank
45
Deutsche Bank
Germany
$91K +$66.3K +1,643 +329%
PAI
46
Pittenger & Anderson Inc
Nebraska
$90K – – –
LTFS
47
Ladenburg Thalmann Financial Services
Florida
$72K +$50.6K +1,252 +287%
Simplex Trading
48
Simplex Trading
Illinois
$60K +$56.8K +1,407 New
Creative Planning
49
Creative Planning
Kansas
$26K -$16.2K -400 -39%
WA
50
WFG Advisors
Texas
$21K – – –
1
2
3

IAI Hedge Fund Activity: Q4 2014 in Review

57 of the 3,749 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2014, worth a combined $164M — up 25% from $131M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new IAI positions and 9 closed out — a net gain of 10 holders — while 19 added to existing stakes and 13 trimmed.

The largest buyer was Xponance, opening a new position worth an estimated $6.92M. The largest seller was Avalon Capital Management, exiting entirely with an estimated $3.07M sold.

  • 57 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2014, up from 48 in Q3 2014.
  • Funds reported $164M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2014, up 25% quarter-over-quarter.
  • 19 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2014 and 9 closed out, a net change of +10 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2014 was Xponance, an estimated $6.92M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2014 was Avalon Capital Management, an estimated $3.07M sold.

Based on aggregated 13F filings for Q4 2014.