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iShares US Broker-Dealers & Securities Exchanges ETF
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Overview Fund Activity

48 hedge funds and large institutions have $166M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2014 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 17 increasing their positions, 7 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+13
Holders Change %
+37.14%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
19
Increased
17
Reduced
7
Closed
6
Calls
$571K
Puts
$251K
Net Calls
+$320K
Net Calls Change
+$378K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$37.6M
2
Wells Fargo
2
Wells Fargo
California
$29.5M
3
Bank of America
3
Bank of America
North Carolina
$13.5M
4
PFG
4
Pacific Financial Group
Washington
$6.55M
5
CS
5
Credit Suisse
Switzerland
$4.86M

Top Sellers

1
BCM
1
Brookstone Capital Management
Illinois
$0
2
Citigroup
2
Citigroup
New York
$1.93M
3
CCMG
3
Clark Capital Management Group
Pennsylvania
$10M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$382K
5
VF
5
Virtu Financial
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
DBIA
26
Dumont & Blake Investment Advisors
New Jersey
$854K +$48.2K +1,247 +6%
Stifel Financial
27
Stifel Financial
Missouri
$837K +$837K +21,683 New
BRWA
28
B. Riley Wealth Advisors
Florida
$835K +$835K +21,645 New
SG
29
Somerset Group
Minnesota
$808K +$808K +20,929 New
JPMorgan Chase & Co
30
JPMorgan Chase & Co
New York
$639K +$639K +16,560 New
SF
31
Synovus Financial
Georgia
$531K +$531K +13,834 New
RJA
32
Raymond James & Associates
Florida
$387K +$387K +10,026 New
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$382K -$1.46M -37,871 -79%
FMBTD
34
First Midwest Bank Trust Division
Illinois
$373K +$373K +9,660 New
Envestnet Asset Management
35
Envestnet Asset Management
Illinois
$339K +$213K +5,516 +169%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$277K +$277K +7,179 New
CHFS
37
Cobble Hill Financial Services
New Jersey
$270K – – –
SC
38
Sumit Capital
New York
$218K -$206K -5,330 -49%
SIA
39
SeaBridge Investment Advisors
New Jersey
$175K – – –
Creative Planning
40
Creative Planning
Kansas
$130K +$348 +9 +0.3%
AIG
41
American International Group
New York
$109K +$59.1K +1,531 +118%
LTFS
42
Ladenburg Thalmann Financial Services
Florida
$32K +$32K +825 New
US Bancorp
43
US Bancorp
Minnesota
$22K +$22K +560 New
Deutsche Bank
44
Deutsche Bank
Germany
$19K – – –
WA
45
WFG Advisors
Texas
$19K +$8.17K +215 +75%
Bank of Montreal
46
Bank of Montreal
Ontario, Canada
$13K +$13K +339 New
Ameriprise
47
Ameriprise
Minnesota
$12K – – –
CCS
48
Crosspoint Capital Strategies
California
$10K – – –
BCM
49
Brookstone Capital Management
Illinois
– -$7.64M -197,648 Closed
VF
50
Virtu Financial
New York
– -$1.27M -32,941 Closed
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