B. Riley Wealth Advisors’s iShares US Broker-Dealers & Securities Exchanges ETF IAI Stock Holding History

B. Riley Wealth Advisors’s Portfolio IAI Stock Details IAI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-918	Closed	-$39	–	1215
2014 Q4	$39	Buy	+918	New	+$37.1K	﹤0.01%	2220
2014 Q3	–	Sell	-34,664	Closed	-$640K	–	1212
2014 Q2	$640K	Buy	34,664 +13,019	+60%	+$482K	0.15%	154
2014 Q1	$835K	Buy	+21,645	New	+$829K	0.25%	91

Other funds holding IAI

JCM

Janney Capital Management Pittsburgh, Pennsylvania $1.59B AUM 23.25% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Main Management San Francisco, California $1.37B AUM 19.06% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

SFI

SPC Financial Inc Rockville, Maryland $1.28B AUM 12.6% 1-Year Est. Return

Cumberland Advisors Sarasota, Florida $255M AUM 23.24% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

B. Riley Wealth Advisors's IAI Position: Q1 2015 in Review

B. Riley Wealth Advisors sold out of iShares US Broker-Dealers & Securities Exchanges ETF (IAI) in Q1 2015, closing a stake of 918 shares — an estimated $39 sold.

B. Riley Wealth Advisors first reported a position in IAI in Q1 2014 and held it in 3 quarters. The position peaked at $835K in Q1 2014. 53 funds tracked by Wall St. Rank hold IAI as of Q1 2015.

B. Riley Wealth Advisors reported no remaining iShares US Broker-Dealers & Securities Exchanges ETF position as of Q1 2015 after selling out during the quarter.
B. Riley Wealth Advisors sold 918 iShares US Broker-Dealers & Securities Exchanges ETF shares in Q1 2015, an estimated $39.
B. Riley Wealth Advisors first reported a position in iShares US Broker-Dealers & Securities Exchanges ETF in Q1 2014 and held it in 3 quarters.
B. Riley Wealth Advisors's iShares US Broker-Dealers & Securities Exchanges ETF position peaked at $835K in Q1 2014.
53 funds tracked by Wall St. Rank held iShares US Broker-Dealers & Securities Exchanges ETF as of Q1 2015.

Based on B. Riley Wealth Advisors's 13F filing for Q1 2015, filed 14 May 2015.