B. Riley Wealth Advisors’s iShares US Broker-Dealers & Securities Exchanges ETF IAI Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-918	Closed	-$39	–	1213
2014 Q4	$39	Buy	+918	New	+$39	﹤0.01%	2218
2014 Q3	–	Sell	-34,664	Closed	-$640K	–	1213
2014 Q2	$640K	Buy	34,664 +13,019	+60%	+$240K	0.15%	154
2014 Q1	$835K	Buy	+21,645	New	+$835K	0.25%	91