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GDL

GDL Fund

39 hedge funds and large institutions have $111M invested in GDL Fund in 2017 Q2 according to their latest regulatory filings, with 3 funds opening new positions, 14 increasing their positions, 11 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 11

24% more capital invested

Capital invested by funds: $89.6M → $111M (+$21.7M)

12.51% more ownership

Funds ownership: 47.54%60.05% (+13%)

7% less funds holding

Funds holding: 4239 (-3)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

50% less first-time investments, than exits

New positions opened: 3 | Existing positions closed: 6

Holders
39
Holders Change
-3
Holders Change %
-7.14%
% of All Funds
0.97%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
3
Increased
14
Reduced
11
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$200K +$61.9K +6,159 +46%
Royal Bank of Canada
27
Royal Bank of Canada
Ontario, Canada
$176K +$4.45K +443 +3%
RJFSA
28
Raymond James Financial Services Advisors
Florida
$175K -$7.04K -700 -4%
TC
29
TFS Capital
Pennsylvania
$165K -$56.2K -5,590 -26%
MML Investors Services
30
MML Investors Services
Massachusetts
$151K -$19.9K -1,979 -12%
BlackRock
31
BlackRock
New York
$83K +$80.8K +8,043 New
UBS Group
32
UBS Group
Switzerland
$69K +$2.18K +217 +3%
JAM
33
Jolley Asset Management
North Carolina
$55K
TJHA
34
Thomas J. Herzfeld Advisors
Florida
$51K
BBPWM
35
Blue Bell Private Wealth Management
Pennsylvania
$22K -$14.1K -1,400 -39%
TCOV
36
Trust Company of Vermont
Vermont
$16K
PNC Financial Services Group
37
PNC Financial Services Group
Pennsylvania
$15K
WA
38
WFG Advisors
Texas
$15K
IA
39
IFP Advisors
Florida
$13K
WAM
40
Wealthspire Advisors (Maryland)
Maryland
$12K
BWA
41
BDO Wealth Advisors
Florida
$2K
ST
42
Sentinel Trust
Texas
-$798K -81,063 Closed
1CP
43
1607 Capital Partners
Virginia
-$624K -63,409 Closed
Citigroup
44
Citigroup
New York
-$485K -49,190 Closed
LPL Financial
45
LPL Financial
California
-$134K -13,604 Closed
CAS
46
Cue Advisory Services
Arizona
-$123K -12,535 Closed
TRCT
47
Tower Research Capital (TRC)
New York
-$1K -132 Closed

GDL Hedge Fund Activity: Q2 2017 in Review

39 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in GDL Fund (GDL) for Q2 2017, worth a combined $111M — up 24% from $89.6M a quarter earlier.

Sellers outnumbered buyers: 6 funds closed out of GDL and 3 opened new positions — a net loss of 3 holders — while 11 trimmed existing stakes and 14 added.

The largest buyer was Relative Value Partners Group, adding an estimated $24.5M. The largest seller was Advisors Asset Management, cutting an estimated $2.85M.

  • 39 institutional investors held GDL Fund (GDL) as of Q2 2017, down from 42 in Q1 2017.
  • Funds reported $111M of GDL Fund stock for Q2 2017, up 24% quarter-over-quarter.
  • 3 funds opened new GDL Fund positions in Q2 2017 and 6 closed out, a net change of -3 holders.
  • The largest GDL Fund buyer in Q2 2017 was Relative Value Partners Group, an estimated $24.5M added.
  • The largest GDL Fund seller in Q2 2017 was Advisors Asset Management, an estimated $2.85M sold.

Based on aggregated 13F filings for Q2 2017.