GDL

GDL Fund
GDL

Overview Fund Activity

41 hedge funds and large institutions have $94.1M invested in GDL Fund in 2013 Q4 according to their latest regulatory filings, with 9 funds opening new positions, 14 increasing their positions, 10 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
41
Holders Change
+1
Holders Change %
+2.5%
% of All Funds
1.19%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
9
Increased
14
Reduced
10
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Lazard Asset Management
Lazard Asset Management
New York
$35.5M
2
GPC
Glacier Peak Capital
Washington
$11.9M
3
GC
Guggenheim Capital
Illinois
$2.24M
4
TC
TFS Capital
Pennsylvania
$682K
5
GI
GAMCO Investors
Connecticut
$15.7M

Top Sellers

1
AAM
Advisors Asset Management
Colorado
$320K
2
Deutsche Bank
Deutsche Bank
Germany
$1.52M
3
U
UBS
Switzerland
$107K
4
Morgan Stanley
Morgan Stanley
New York
$5.91M
5
PPA
Parametric Portfolio Associates
Washington
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
VAM
26
Visium Asset Management
New York
$250K +$3.29K +299 +1%
YCM
27
Yakira Capital Management
Connecticut
$214K +$214K +4,265 New
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$184K -$17.5K -1,591 -9%
TJHA
29
Thomas J. Herzfeld Advisors
Florida
$121K – – –
U
30
UBS
Switzerland
$107K -$761K -68,905 -88%
JAM
31
Jolley Asset Management
North Carolina
$101K – – –
MFS
32
MSI Financial Services
Massachusetts
$101K +$93.4K +8,500 +1,221%
WA
33
WFG Advisors
Texas
$61K – – –
Citigroup
34
Citigroup
New York
$30K +$12.1K +1,089 +68%
TCOV
35
Trust Company of Vermont
Vermont
$17K – – –
Creative Planning
36
Creative Planning
Kansas
$17K +$17K +1,500 New
KCPG
37
Kavar Capital Partners Group
Kansas
$11K +$11K +1,000 New
BBPWM
38
Blue Bell Private Wealth Management
Pennsylvania
$10K +$10K +935 New
DADC
39
D.A. Davidson & Co
Montana
$2K – – –
WEC
40
Winslow Evans & Crocker
Massachusetts
$1K +$1K +128 New
PPA
41
Parametric Portfolio Associates
Washington
– -$514K -45,602 Closed
CA
42
Cornerstone Advisors
North Carolina
– -$159K -14,068 Closed
US Bancorp
43
US Bancorp
Minnesota
– -$14K -1,250 Closed
Invesco
44
Invesco
Georgia
– -$14K -1,249 Closed
AIG
45
American International Group
New York
– -$7.84K -695 Closed
Ameriprise
46
Ameriprise
Minnesota
– -$6K -500 Closed
TRCT
47
Tower Research Capital (TRC)
New York
– -$2K -200 Closed
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