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First Trust Financials AlphaDEX Fund
FXO

101 hedge funds and large institutions have $660M invested in First Trust Financials AlphaDEX Fund in 2015 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 48 increasing their positions, 20 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more funds holding in top 10

Funds holding in top 10: 2 → 5 (+3)

140% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 20

127% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 11

19% more capital invested

Capital invested by funds: $556M → $660M (+$104M)

15% more funds holding

Funds holding: 88 → 101 (+13)

1.05% less ownership

Funds ownership: 64.48% → 63.43% (-1%)

Holders
101
Holders Change
+13
Holders Change %
+14.77%
% of All Funds
2.65%
Holding in Top 10
5
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+150%
% of All Funds
0.13%
New
25
Increased
48
Reduced
20
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$28.5M
2
HA
Hays Advisory
Tennessee
+$23.3M
3
SAM
Shamrock Asset Management
Texas
+$18.2M
4
UBS Group
UBS Group
Switzerland
+$14.9M
5
LPL Financial
LPL Financial
California
+$13.5M

Top Sellers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
-$23.7M
2
CI
Cavalier Investments
Georgia
-$20.2M
3
BFA
Beaumont Financial Advisors
Massachusetts
-$12.7M
4
CS
Credit Suisse
Switzerland
-$5.06M
5
VF
Virtu Financial
New York
-$4.29M
Name Holding Trade Value Shares
Change 		Change in
Stake
US Bancorp
76
US Bancorp
Minnesota
$234K +$61.3K +2,601 +35%
SG Americas Securities
77
SG Americas Securities
New York
$228K -$124K -5,254 -35%
SI
78
Stephens Inc
Arkansas
$227K +$231K +9,809 New
MFS
79
MSI Financial Services
Massachusetts
$216K +$68.7K +2,913 +46%
BA
80
BKS Advisors
Michigan
$212K +$216K +9,150 New
RFC
81
Regions Financial Corp
Alabama
$210K – – –
FFC
82
First Financial Corp
Indiana
$204K +$17.7K +750 +9%
SI
83
SII Investments
Wisconsin
$203K +$206K +8,726 New
AIM
84
Advantage Investment Management
Iowa
$134K +$8.93K +379 +7%
Thrivent Financial for Lutherans
85
Thrivent Financial for Lutherans
Minnesota
$96K -$2.92K -124 -3%
NFG
86
Next Financial Group
Texas
$83K +$3.3K +140 +4%
WA
87
WFG Advisors
Texas
$64K +$5.63K +239 +10%
ACM
88
Argentus Capital Management
Texas
$62K -$13.6K -579 -18%
FAM
89
Formidable Asset Management
Ohio
$43K – – –
BC
90
Bartlett & Co
Ohio
$28K – – –
MFW
91
Mosaic Family Wealth
Missouri
$23K +$23.6K +1,000 New
JFGIW
92
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$21K +$5.96K +253 +39%
WP
93
WealthPLAN Partners
Nebraska
$19.2K +$58.3K +2,475 New
WEC
94
Winslow Evans & Crocker
Massachusetts
$7.3K – – –
Creative Planning
95
Creative Planning
Kansas
$7K – – –
TIM
96
Tortoise Investment Management
New York
$7K – – –
LWM
97
LBA Wealth Management
Florida
$5K – – –
WAM
98
Wealthspire Advisors (Maryland)
Maryland
$5K +$4.83K +205 New
AIA
99
Allegis Investment Advisors
Idaho
$1K +$1.46K +62 New
NMIS
100
Northwestern Mutual Investment Services
Wisconsin
$1K +$1.49K +63 New
1 2 3
4
5

FXO Hedge Fund Activity: Q4 2015 in Review

101 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q4 2015, worth a combined $660M — up 19% from $556M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new FXO positions and 11 closed out — a net gain of 14 holders — while 48 added to existing stakes and 20 trimmed.

The largest buyer was Wells Fargo, adding an estimated $28.5M. The largest seller was Goldman Sachs, cutting an estimated $23.7M.

  • 101 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q4 2015, up from 88 in Q3 2015.
  • Funds reported $660M of First Trust Financials AlphaDEX Fund stock for Q4 2015, up 19% quarter-over-quarter.
  • 25 funds opened new First Trust Financials AlphaDEX Fund positions in Q4 2015 and 11 closed out, a net change of +14 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q4 2015 was Wells Fargo, an estimated $28.5M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q4 2015 was Goldman Sachs, an estimated $23.7M sold.

Based on aggregated 13F filings for Q4 2015.