Tortoise Investment Management’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

Tortoise Investment Management’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-306	Closed	-$10K	–	569
2019 Q4	$10K	Hold	306	–	–	﹤0.01%	407
2019 Q3	$10K	Hold	306	–	–	﹤0.01%	397
2019 Q2	$10K	Hold	306	–	–	﹤0.01%	428
2019 Q1	$9K	Hold	306	–	–	﹤0.01%	425
2018 Q4	$8K	Hold	306	–	–	﹤0.01%	406
2018 Q3	$10K	Hold	306	–	–	﹤0.01%	401
2018 Q2	$10K	Hold	306	–	–	﹤0.01%	403
2018 Q1	$9K	Hold	306	–	–	﹤0.01%	397
2017 Q4	$10K	Hold	306	–	–	﹤0.01%	396
2017 Q3	$9K	Hold	306	–	–	﹤0.01%	372
2017 Q2	$9K	Hold	306	–	–	﹤0.01%	365
2017 Q1	$8K	Hold	306	–	–	﹤0.01%	352
2016 Q4	$8K	Hold	306	–	–	﹤0.01%	353
2016 Q3	$7K	Hold	306	–	–	﹤0.01%	348
2016 Q2	$7K	Hold	306	–	–	﹤0.01%	351
2016 Q1	$7K	Hold	306	–	–	﹤0.01%	308
2015 Q4	$7K	Hold	306	–	–	﹤0.01%	331
2015 Q3	$7K	Hold	306	–	–	﹤0.01%	311
2015 Q2	$7K	Hold	306	–	–	﹤0.01%	335
2015 Q1	$7K	Hold	306	–	–	﹤0.01%	321
2014 Q4	$7K	Hold	306	–	–	﹤0.01%	344
2014 Q3	$7K	Hold	306	–	–	﹤0.01%	321
2014 Q2	$7K	Hold	306	–	–	﹤0.01%	335
2014 Q1	$7K	Hold	306	–	–	﹤0.01%	287
2013 Q4	$7K	Hold	306	–	–	﹤0.01%	265
2013 Q3	$6K	Hold	306	–	–	﹤0.01%	263
2013 Q2	$6K	Buy	+306	New	+$5.66K	﹤0.01%	275

Other funds holding FXO

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

Susquehanna International Group Bala Cynwyd, Pennsylvania $893B AUM 36.07% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Truist Financial Charlotte, North Carolina $74.2B AUM 21.09% 1-Year Est. Return

Tortoise Investment Management's FXO Position: Q1 2020 in Review

Tortoise Investment Management sold out of First Trust Financials AlphaDEX Fund (FXO) in Q1 2020, closing a stake of 306 shares — an estimated $10K sold.

Tortoise Investment Management first reported a position in FXO in Q2 2013 and held it in 27 quarters. The position peaked at $10K in Q4 2019. 128 funds tracked by Wall St. Rank hold FXO as of Q1 2020.

Tortoise Investment Management reported no remaining First Trust Financials AlphaDEX Fund position as of Q1 2020 after selling out during the quarter.
Tortoise Investment Management sold 306 First Trust Financials AlphaDEX Fund shares in Q1 2020, an estimated $10K.
Tortoise Investment Management first reported a position in First Trust Financials AlphaDEX Fund in Q2 2013 and held it in 27 quarters.
Tortoise Investment Management's First Trust Financials AlphaDEX Fund position peaked at $10K in Q4 2019.
128 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q1 2020.

Based on Tortoise Investment Management's 13F filing for Q1 2020, filed 5 May 2020.