LBA Wealth Management’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

LBA Wealth Management’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-213	Closed	-$5K	–	461
2016 Q2	$5K	Hold	213	–	–	﹤0.01%	358
2016 Q1	$5K	Hold	213	–	–	﹤0.01%	347
2015 Q4	$5K	Hold	213	–	–	﹤0.01%	339
2015 Q3	$5K	Hold	213	–	–	﹤0.01%	285
2015 Q2	$5K	Hold	213	–	–	﹤0.01%	272
2015 Q1	$5K	Hold	213	–	–	﹤0.01%	269
2014 Q4	$5K	Hold	213	–	–	﹤0.01%	254
2014 Q3	$5K	Buy	+213	New	+$4.73K	﹤0.01%	332

Other funds holding FXO

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

LBA Wealth Management's FXO Position: Q3 2016 in Review

LBA Wealth Management sold out of First Trust Financials AlphaDEX Fund (FXO) in Q3 2016, closing a stake of 213 shares — an estimated $5K sold.

LBA Wealth Management first reported a position in FXO in Q3 2014 and held it in 8 quarters. The position peaked at $5K in Q2 2016. 97 funds tracked by Wall St. Rank hold FXO as of Q3 2016.

LBA Wealth Management reported no remaining First Trust Financials AlphaDEX Fund position as of Q3 2016 after selling out during the quarter.
LBA Wealth Management sold 213 First Trust Financials AlphaDEX Fund shares in Q3 2016, an estimated $5K.
LBA Wealth Management first reported a position in First Trust Financials AlphaDEX Fund in Q3 2014 and held it in 8 quarters.
LBA Wealth Management's First Trust Financials AlphaDEX Fund position peaked at $5K in Q2 2016.
97 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q3 2016.

Based on LBA Wealth Management's 13F filing for Q3 2016, filed 10 Nov 2016.