BKS Advisors’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

BKS Advisors’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-11,693	Closed	-$270K	–	239
2016 Q2	$270K	Sell	11,693 -37	-0.3%	-$857	0.14%	139
2016 Q1	$265K	Buy	11,730 +2,580	+28%	+$55.4K	0.14%	135
2015 Q4	$212K	Buy	+9,150	New	+$216K	0.11%	144

Other funds holding FXO

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Goldman Sachs New York $871B AUM 31.28% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

BKS Advisors's FXO Position: Q3 2016 in Review

BKS Advisors sold out of First Trust Financials AlphaDEX Fund (FXO) in Q3 2016, closing a stake of 11,693 shares — an estimated $270K sold.

BKS Advisors first reported a position in FXO in Q4 2015 and held it in 3 quarters. The position peaked at $270K in Q2 2016. 97 funds tracked by Wall St. Rank hold FXO as of Q3 2016.

BKS Advisors reported no remaining First Trust Financials AlphaDEX Fund position as of Q3 2016 after selling out during the quarter.
BKS Advisors sold 11,693 First Trust Financials AlphaDEX Fund shares in Q3 2016, an estimated $270K.
BKS Advisors first reported a position in First Trust Financials AlphaDEX Fund in Q4 2015 and held it in 3 quarters.
BKS Advisors's First Trust Financials AlphaDEX Fund position peaked at $270K in Q2 2016.
97 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q3 2016.

Based on BKS Advisors's 13F filing for Q3 2016, filed 9 Nov 2016.