SII Investments’s First Trust Financials AlphaDEX Fund FXO Stock Holding History

SII Investments’s Portfolio FXO Stock Details FXO Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-46,243	Closed	-$1.37M	–	469
2017 Q3	$1.37M	Buy	46,243 +12,924	+39%	+$375K	0.08%	187
2017 Q2	$955K	Buy	33,319 +7,488	+29%	+$208K	0.06%	222
2017 Q1	$712K	Buy	25,831 +1,846	+8%	+$51.3K	0.05%	252
2016 Q4	$651K	Buy	23,985 +1,374	+6%	+$35K	0.05%	257
2016 Q3	$550K	Buy	22,611 +4,975	+28%	+$120K	0.04%	284
2016 Q2	$405K	Buy	17,636 +3,568	+25%	+$82.6K	0.03%	364
2016 Q1	$319K	Buy	14,068 +5,342	+61%	+$115K	0.03%	412
2015 Q4	$203K	Buy	+8,726	New	+$206K	0.03%	415

Other funds holding FXO

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

SII Investments's FXO Position: Q4 2017 in Review

SII Investments sold out of First Trust Financials AlphaDEX Fund (FXO) in Q4 2017, closing a stake of 46,243 shares — an estimated $1.37M sold.

SII Investments first reported a position in FXO in Q4 2015 and held it in 8 quarters. The position peaked at $1.37M in Q3 2017. 132 funds tracked by Wall St. Rank hold FXO as of Q4 2017.

SII Investments reported no remaining First Trust Financials AlphaDEX Fund position as of Q4 2017 after selling out during the quarter.
SII Investments sold 46,243 First Trust Financials AlphaDEX Fund shares in Q4 2017, an estimated $1.37M.
SII Investments first reported a position in First Trust Financials AlphaDEX Fund in Q4 2015 and held it in 8 quarters.
SII Investments's First Trust Financials AlphaDEX Fund position peaked at $1.37M in Q3 2017.
132 funds tracked by Wall St. Rank held First Trust Financials AlphaDEX Fund as of Q4 2017.

Based on SII Investments's 13F filing for Q4 2017, filed 9 Feb 2018.