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First Trust Energy AlphaDEX Fund
FXN

121 hedge funds and large institutions have $253M invested in First Trust Energy AlphaDEX Fund in 2024 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 26 increasing their positions, 61 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

22.12% more ownership

Funds ownership: 61.33% → 83.45% (+22%)

9% less funds holding

Funds holding: 133 → 121 (-12)

28% less capital invested

Capital invested by funds: $352M → $253M (-$99.1M)

50% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 22

57% less repeat investments, than reductions

Existing positions increased: 26 | Existing positions reduced: 61

100% less funds holding in top 10

Funds holding in top 10: 2 → 0 (-2)

Holders
121
Holders Change
-12
Holders Change %
-9.02%
% of All Funds
1.74%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
26
Reduced
61
Closed
22
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
IAIM
International Assets Investment Management
Florida
+$101M
2
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
+$4.28M
3
Tudor Investment Corp
Tudor Investment Corp
Connecticut
+$1.68M
4
BEI
Benjamin Edwards Inc
Missouri
+$1.12M
5
TSS
Two Sigma Securities
New York
+$759K

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$11.3M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$8.8M
3
Wells Fargo
Wells Fargo
California
-$7.19M
4
CA
Crumly & Associates
Illinois
-$4.96M
5
IPW
IronBridge Private Wealth
Texas
-$3.84M
Name Holding Trade Value Shares
Change 		Change in
Stake
FTUS
126
Flow Traders U.S.
New York
– -$1.38M -75,818 Closed
BRWA
127
B. Riley Wealth Advisors
Florida
– -$794K -43,638 Closed
Jane Street
128
Jane Street
New York
– -$751K -41,288 Closed
OFS
129
OneAscent Financial Services
Alabama
– -$672K -36,927 Closed
WEG
130
World Equity Group
Illinois
– -$509K -27,974 Closed
NA
131
Navellier & Associates
Nevada
– -$466K -25,621 Closed
BCP
132
Blackhawk Capital Partners
Wisconsin
– -$321K -17,624 Closed
CIBC World Market
133
CIBC World Market
Ontario, Canada
– -$284K -15,606 Closed
GIA
134
Gladstone Institutional Advisory
Florida
– -$267K -14,677 Closed
Rockefeller Capital Management
135
Rockefeller Capital Management
New York
– -$250K -13,729 Closed
PFA
136
Pinnacle Family Advisors
Missouri
– -$227K -12,467 Closed
CAC
137
Certified Advisory Corp
Florida
– -$226K -12,403 Closed
AI
138
Atria Investments
North Carolina
– -$194K -10,676 Closed
HAS
139
HBW Advisory Services
California
– -$189K -10,366 Closed
Envestnet Portfolio Solutions
140
Envestnet Portfolio Solutions
Illinois
– -$188K -10,324 Closed
NC
141
NewSquare Capital
Pennsylvania
– -$97.4K -5,350 Closed
OSAM
142
O'Shaughnessy Asset Management
Connecticut
– -$54.6K -3,000 Closed
ATPW
143
Ashton Thomas Private Wealth
Arizona
– -$54.1K -2,972 Closed
SWC
144
Spectrum Wealth Counsel
Indiana
– -$47.2K -2,592 Closed
CAM
145
Creekmur Asset Management
Illinois
– -$17.9K -981 Closed
2 3 4 5
6

FXN Hedge Fund Activity: Q3 2024 in Review

121 of the 6,964 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q3 2024, worth a combined $253M — down 28% from $352M a quarter earlier.

Sellers outnumbered buyers: 22 funds closed out of FXN and 11 opened new positions — a net loss of 11 holders — while 61 trimmed existing stakes and 26 added.

The largest buyer was International Assets Investment Management, adding an estimated $101M. The largest seller was UBS Group, cutting an estimated $11.3M.

  • 121 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q3 2024, down from 133 in Q2 2024.
  • Funds reported $253M of First Trust Energy AlphaDEX Fund stock for Q3 2024, down 28% quarter-over-quarter.
  • 11 funds opened new First Trust Energy AlphaDEX Fund positions in Q3 2024 and 22 closed out, a net change of -11 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q3 2024 was International Assets Investment Management, an estimated $101M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q3 2024 was UBS Group, an estimated $11.3M sold.

Based on aggregated 13F filings for Q3 2024.