Rockefeller Capital Management
FXN icon

Rockefeller Capital Management’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Rockefeller Capital Management’s Portfolio FXN Stock Details FXN Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q2 		$2.16M Sell
106,828
-4,463
-4% -$95.9K ﹤0.01% 1341
2026
Q1 		$2.5M Buy
111,291
+106,496
+2,221% +$2.06M ﹤0.01% 1213
2025
Q4 		$79K Buy
4,795
+1,250
+35% +$20.4K ﹤0.01% 2834
2025
Q3 		$57.8K Buy
+3,545
New +$56.4K ﹤0.01% 2837
2024
Q3 		– Sell
-13,729
Closed -$250K – 1639
2024
Q2 		$250K Sell
13,729
-1,665
-11% -$30.9K ﹤0.01% 1591
2024
Q1 		$288K Sell
15,394
-4,999
-25% -$84.5K ﹤0.01% 1595
2023
Q4 		$340K Buy
20,393
+1,335
+7% +$22.7K ﹤0.01% 1433
2023
Q3 		$332K Buy
19,058
+145
+0.8% +$2.48K ﹤0.01% 1396
2023
Q2 		$296K Sell
18,913
-7,189
-28% -$110K ﹤0.01% 1523
2023
Q1 		$405K Sell
26,102
-65,049
-71% -$1.07M ﹤0.01% 1438
2022
Q4 		$1.56M Buy
91,151
+9,265
+11% +$166K 0.01% 847
2022
Q3 		$1.28M Buy
81,886
+30,382
+59% +$496K 0.01% 927
2022
Q2 		$760K Sell
51,504
-41,262
-44% -$669K ﹤0.01% 1092
2022
Q1 		$1.48M Sell
92,766
-273,923
-75% -$3.87M 0.01% 917
2021
Q4 		$4.37M Buy
366,689
+96,594
+36% +$1.19M 0.02% 581
2021
Q3 		$3.1M Buy
270,095
+207,077
+329% +$2.19M 0.02% 622
2021
Q2 		$719K Buy
+63,018
New +$671K ﹤0.01% 1050
2020
Q2 		– Sell
-215
Closed -$1K – 2607
2020
Q1 		$1K Buy
+215
New +$1.64K ﹤0.01% 2276

Other funds holding FXN

Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT) London, United Kingdom $108B AUM 37.29% 1-Year Est. Return
SF
Summit Financial Parsippany, New Jersey $9.12B AUM 27.44% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
VCM
Virtue Capital Management Brentwood, Tennessee $749M AUM 40.13% 1-Year Est. Return
BEI
Benjamin Edwards Inc Clayton, Missouri $11B AUM 18.22% 1-Year Est. Return

Rockefeller Capital Management's FXN Position: Q2 2026 in Review

Rockefeller Capital Management reduced its First Trust Energy AlphaDEX Fund (FXN) stake by 4% in Q2 2026, selling an estimated $95.9K and leaving 106,828 shares worth $2.16M. The position accounts for ﹤0.01% of the portfolio, ranked #1341.

Rockefeller Capital Management first reported a position in FXN in Q1 2020 and has held it in 18 quarters since. The position peaked at $4.37M in Q4 2021. 131 funds tracked by Wall St. Rank hold FXN as of Q2 2026.

  • Rockefeller Capital Management held 106,828 shares of First Trust Energy AlphaDEX Fund worth $2.16M as of Q2 2026.
  • Rockefeller Capital Management sold 4,463 First Trust Energy AlphaDEX Fund shares in Q2 2026, an estimated $95.9K.
  • First Trust Energy AlphaDEX Fund made up ﹤0.01% of Rockefeller Capital Management's portfolio in Q2 2026, its #1341 holding.
  • Rockefeller Capital Management first reported a position in First Trust Energy AlphaDEX Fund in Q1 2020 and has held it in 18 quarters since.
  • Rockefeller Capital Management's First Trust Energy AlphaDEX Fund position peaked at $4.37M in Q4 2021.
  • 131 funds tracked by Wall St. Rank held First Trust Energy AlphaDEX Fund as of Q2 2026.

Based on Rockefeller Capital Management's 13F filing for Q2 2026, filed 13 Aug 2026.