Gladstone Institutional Advisory’s First Trust Energy AlphaDEX Fund FXN Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2024 Q3	–	Sell	-14,677	Closed	-$267K	–	700
2024 Q2	$267K	Sell	14,677 -230	-2%	-$4.27K	0.01%	569
2024 Q1	$279K	Hold	14,907	–	–	0.02%	544
2023 Q4	$249K	Buy	14,907 +2,852	+24%	+$48.5K	0.01%	568
2023 Q3	$210K	Sell	12,055 -1,059	-8%	-$18.1K	0.01%	570
2023 Q2	$205K	Buy	13,114 +1,063	+9%	+$16.2K	0.01%	594
2023 Q1	$187K	Sell	12,051 -86,081	-88%	-$1.41M	0.01%	617
2022 Q4	$1.68M	Buy	98,132 +85,596	+683%	+$1.54M	0.12%	207
2022 Q3	$196K	Sell	12,536 -45,255	-78%	-$739K	0.02%	594
2022 Q2	$853K	Sell	57,791 -67,241	-54%	-$1.09M	0.07%	303
2022 Q1	$1.99M	Buy	125,032 +104,304	+503%	+$1.47M	0.13%	190
2021 Q4	$247K	Buy	+20,728	New	+$256K	0.02%	517