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First Trust Energy AlphaDEX Fund

78 hedge funds and large institutions have $140M invested in First Trust Energy AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 16 increasing their positions, 51 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.11% less ownership

Funds ownership: 55.98%52.87% (-3.1%)

23% less funds holding

Funds holding: 10178 (-23)

54% less capital invested

Capital invested by funds: $306M → $140M (-$166M)

69% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 51

82% less first-time investments, than exits

New positions opened: 5 | Existing positions closed: 28

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
78
Holders Change
-23
Holders Change %
-22.77%
% of All Funds
1.94%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
5
Increased
16
Reduced
51
Closed
28
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FAM
76
Flaharty Asset Management
Florida
$2.79K -$2.91M -207,968 -100%
IWM
77
IHT Wealth Management
Illinois
$280 +$214K +15,278 +296%
HA
78
Hays Advisory
Tennessee
-$12.5M -827,698 Closed
CL
79
Choreo LLC
Illinois
-$3.24M -215,209 Closed
Susquehanna International Group
80
Susquehanna International Group
Pennsylvania
-$2.14M -142,033 Closed
Goldman Sachs
81
Goldman Sachs
New York
-$1.88M -124,986 Closed
SG Americas Securities
82
SG Americas Securities
New York
-$965K -64,010 Closed
IH
83
IFC Holdings
Florida
-$833K -55,402 Closed
OC
84
Oppenheimer & Co
New York
-$741K -49,149 Closed
Wolverine Trading
85
Wolverine Trading
Illinois
-$413K -27,598 Closed
RWM
86
RKL Wealth Management
Pennsylvania
-$343K -22,810 Closed
NPC
87
National Planning Corporation
California
-$317K -20,938 Closed
SG
88
StoneX Group
New York
-$326K -19,748 Closed
HFS
89
HL Financial Services
Kentucky
-$267K -17,711 Closed
NA
90
Navellier & Associates
Nevada
-$264K -17,523 Closed
KA
91
Kovack Advisors
Florida
-$247K -16,398 Closed
SPC
92
Sigma Planning Corp
Michigan
-$220K -14,596 Closed
SFI
93
SPC Financial Inc
Maryland
-$208K -13,780 Closed
WS
94
Wedbush Securities
California
-$167K -11,110 Closed
CIBC World Market
95
CIBC World Market
Ontario, Canada
-$160K -10,631 Closed
FA
96
Fortis Advisors
Pennsylvania
-$151K -10,000 Closed
WB
97
Webster Bank
Connecticut
-$83K -5,494 Closed
AP
98
Atwood & Palmer
Missouri
-$23K -1,495 Closed
HCA
99
Harbour Capital Advisors
Virginia
-$18.8K -1,250 Closed
FANJ
100
Financial Architects (New Jersey)
New Jersey
-$19K -1,239 Closed