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First Trust Energy AlphaDEX Fund
FXN

Overview Fund Activity

62 hedge funds and large institutions have $36.9M invested in First Trust Energy AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 15 increasing their positions, 27 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
62
Holders Change
-2
Holders Change %
-3.13%
% of All Funds
1.22%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
11
Increased
15
Reduced
27
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$3M
2
BRWM
B. Riley Wealth Management
Tennessee
$258K
3
Baird Financial Group
Baird Financial Group
Wisconsin
$247K
4
SFS
Sowell Financial Services
Arkansas
$216K
5
Fisher Asset Management
Fisher Asset Management
Washington
$166K

Top Sellers

1
Morgan Stanley
Morgan Stanley
New York
$13.4M
2
Bank of America
Bank of America
North Carolina
$2.92M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$1.53M
4
VF
Virtu Financial
New York
$0
5
Wells Fargo
Wells Fargo
California
$3.04M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIAS
51
Capital Investment Advisory Services
North Carolina
$6K – – –
ASN
52
Advisory Services Network
Georgia
$5K -$126K -11,843 -96%
RIA
53
Realta Investment Advisors
Delaware
$5K – – –
APA
54
American Portfolios Advisors
New York
$4.48K +$2.01K +190 +81%
William Blair & Company
55
William Blair & Company
Illinois
$4K – – –
AWA
56
Arkadios Wealth Advisors
Georgia
$3.25K +$3.25K +366 New
AA
57
Advisory Alpha
Michigan
$2.26K -$31.2K -3,027 -93%
BFEC
58
Benjamin F. Edwards & Company
Missouri
$2K -$45.6K -4,743 -96%
FHA
59
Flagship Harbor Advisors
Massachusetts
$2K +$20 +2 +1%
IA
60
IFP Advisors
Florida
$1K -$19.7K -2,500 -95%
GRP
61
Global Retirement Partners
California
$1K +$10 +1 +1%
CAAS
62
Capital Asset Advisory Services
Michigan
$1K +$1K +103 New
VF
63
Virtu Financial
New York
– -$906K -92,339 Closed
SWP
64
Stratos Wealth Partners
Ohio
– -$266K -27,103 Closed
CBFP
65
Cedar Brook Financial Partners
Ohio
– -$146K -14,834 Closed
MML Investors Services
66
MML Investors Services
Massachusetts
– -$115K -11,719 Closed
CAPTRUST Financial Advisors
67
CAPTRUST Financial Advisors
North Carolina
– -$69K -7,000 Closed
FAAS
68
First Allied Advisory Services
California
– -$39K -4,089 Closed
WTC
69
WhitTier Trust Company
Nevada
– -$39K -4,000 Closed
US Bancorp
70
US Bancorp
Minnesota
– -$10K -1,063 Closed
Fidelity Investments
71
Fidelity Investments
Massachusetts
– -$2K -230 Closed
FGAM
72
Financial Gravity Asset Management
Texas
– -$1K -102 Closed
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