We are live on ! Find out more
FXN icon

First Trust Energy AlphaDEX Fund
FXN

60 hedge funds and large institutions have $675M invested in First Trust Energy AlphaDEX Fund in 2014 Q2 according to their latest regulatory filings, with 18 funds opening new positions, 23 increasing their positions, 17 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

350% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 4

100% more funds holding in top 10

Funds holding in top 10: 2 → 4 (+2)

35% more repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 17

30% more funds holding

Funds holding: 46 → 60 (+14)

20% more capital invested

Capital invested by funds: $563M → $675M (+$113M)

13.28% more ownership

Funds ownership: 87.48% → 100.76% (+13%)

Holders
60
Holders Change
+14
Holders Change %
+30.43%
% of All Funds
1.72%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.11%
New
18
Increased
23
Reduced
17
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$68.6M
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$61.5M
3
Morgan Stanley
Morgan Stanley
New York
+$17.1M
4
LPL Financial
LPL Financial
California
+$12.3M
5
U
UBS
Switzerland
+$10.7M

Top Sellers

1
FSIM
F-Squared Investment Management
Massachusetts
-$105M
2
PPA
Parametric Portfolio Associates
Washington
-$17.9M
3
Goldman Sachs
Goldman Sachs
New York
-$6.98M
4
PI
Placemark Investments
Illinois
-$5.72M
5
BFA
Beaumont Financial Advisors
Massachusetts
-$3.66M
Name Holding Trade Value Shares
Change 		Change in
Stake
DADC
51
D.A. Davidson & Co
Montana
$72K – – –
Citigroup
52
Citigroup
New York
$53K +$48.1K +1,749 +3,180%
BFEC
53
Benjamin F. Edwards & Company
Missouri
$51K +$47.9K +1,742 New
US Bancorp
54
US Bancorp
Minnesota
$41K -$13.7K -497 -26%
WA
55
WFG Advisors
Texas
$30K +$25.6K +932 +923%
MFS
56
MSI Financial Services
Massachusetts
$20K +$8.94K +325 +88%
Northwestern Mutual Wealth Management
57
Northwestern Mutual Wealth Management
Wisconsin
$17K +$12.5K +455 +373%
BC
58
Bartlett & Co
Ohio
$17K +$15.7K +570 New
FAM
59
Formidable Asset Management
Ohio
$5K – – –
HR
60
Howe & Rusling
New York
$2K -$660 -24 -28%
VKH
61
Virtu KCG Holdings
New York
– -$576K -21,979 Closed
TH
62
Timber Hill
Connecticut
– -$259K -9,899 Closed
First Trust Advisors
63
First Trust Advisors
Illinois
– -$248K -9,444 Closed
AI
64
Atria Investments
North Carolina
– -$211K -8,037 Closed
1 2
3