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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
LC
176
Luminist Capital
Michigan
$60.2K – – –
T
177
Tidemark
California
$58.9K – – –
SWM
178
Spire Wealth Management
Virginia
$53.4K -$179K -1,300 -79%
SS
179
Sunbelt Securities
Texas
$51.2K +$51.1K +371 New
GI
180
GAMMA Investing
California
$49.1K – – –
RFG
181
REAP Financial Group
Texas
$48.9K -$30.1K -219 -40%
BTD
182
BankPlus Trust Department
Mississippi
$46K +$42K +305 New
TCA
183
Trifecta Capital Advisors
Illinois
$42.6K – – –
RF
184
Rossby Financial
Florida
$40.2K -$2.48K -18 -6%
CFP
185
Comprehensive Financial Planning
Pennsylvania
$31.6K – – –
OSAM
186
O'Shaughnessy Asset Management
Connecticut
$28.5K +$26K +189 New
HHGA
187
Halbert Hargrove Global Advisors
California
$26.3K – – –
GWSG
188
GPS Wealth Strategies Group
Colorado
$24.3K – – –
AAP
189
Arax Advisory Partners
Colorado
$24.2K +$5.37K +39 +32%
AAS
190
Ameritas Advisory Services
Nebraska
$22.4K +$20.4K +148 New
AA
191
Ancora Advisors
Ohio
$17.5K – – –
PS
192
Principal Securities
Iowa
$15.7K -$58.2K -423 -80%
FCT
193
First Community Trust
Iowa
$6.95K – – –
DPW
194
DiNuzzo Private Wealth
Pennsylvania
$6.84K – – –
VWM
195
Vermillion Wealth Management
Minnesota
$5.28K +$4.82K +35 New
KFI
196
Key Financial Inc
Pennsylvania
$4.98K – – –
MA
197
MCF Advisors
Kentucky
$2.11K +$1.93K +14 New
CFD
198
Creative Financial Designs
Indiana
$1.51K +$1.38K +10 New
DFA
199
DHJJ Financial Advisors
Illinois
$1.21K – – –
ECA
200
Elevation Capital Advisory
Oregon
– -$7.5M -57,087 Closed
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8
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