Principal Securities’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

Principal Securities’s Portfolio FTC Stock Details FTC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2025 Q4	–	Sell	-104	Closed	-$16.7K	–	2153
2025 Q3	$16.7K	Hold	104	–	–	﹤0.01%	2485
2025 Q2	$15.7K	Sell	104 -423	-80%	-$58.2K	﹤0.01%	2435
2025 Q1	$72.9K	Hold	527	–	–	﹤0.01%	1586
2024 Q4	$72.9K	Hold	527	–	–	﹤0.01%	1584
2024 Q3	$69.3K	Sell	527 -619	-54%	-$76.9K	﹤0.01%	1554
2024 Q2	$140K	Sell	1,146 -8	-0.7%	-$962	﹤0.01%	1190
2024 Q1	$142K	Sell	1,154 -88	-7%	-$10.2K	﹤0.01%	1149
2023 Q4	$136K	Buy	+1,242	New	+$126K	0.01%	1080

Other funds holding FTC

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Principal Securities's FTC Position: Q4 2025 in Review

Principal Securities sold out of First Trust Large Cap Growth AlphaDEX Fund (FTC) in Q4 2025, closing a stake of 104 shares — an estimated $16.7K sold.

Principal Securities first reported a position in FTC in Q4 2023 and held it in 8 quarters. The position peaked at $142K in Q1 2024. 202 funds tracked by Wall St. Rank hold FTC as of Q4 2025.

Principal Securities reported no remaining First Trust Large Cap Growth AlphaDEX Fund position as of Q4 2025 after selling out during the quarter.
Principal Securities sold 104 First Trust Large Cap Growth AlphaDEX Fund shares in Q4 2025, an estimated $16.7K.
Principal Securities first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q4 2023 and held it in 8 quarters.
Principal Securities's First Trust Large Cap Growth AlphaDEX Fund position peaked at $142K in Q1 2024.
202 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.