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First Trust Large Cap Growth AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IH
51
IFC Holdings
Florida
$285K +$40.6K +842 +17%
WS
52
Wedbush Securities
California
$223K -$4.34K -90 -2%
ICOA
53
Investment Centers of America
North Dakota
$209K +$208K +4,315 New
Northwestern Mutual Wealth Management
54
Northwestern Mutual Wealth Management
Wisconsin
$104K
NFG
55
Next Financial Group
Texas
$44K +$28K +580 +172%
TRCT
56
Tower Research Capital (TRC)
New York
$42K +$41.8K +866 New
AssetMark Inc
57
AssetMark Inc
California
$42K +$42K +871 New
IPC
58
Independent Portfolio Consultants
Florida
$34K -$6.03K -125 -15%
Fifth Third Bancorp
59
Fifth Third Bancorp
Ohio
$22K -$2.03K -42 -8%
BFEC
60
Benjamin F. Edwards & Company
Missouri
$20K
WTB
61
Washington Trust Bank
Washington
$10K
CAPTRUST Financial Advisors
62
CAPTRUST Financial Advisors
North Carolina
$7K
CG
63
Cutler Group
California
$4K +$4.83K +100 New
NMIS
64
Northwestern Mutual Investment Services
Wisconsin
$1K +$1.5K +31 New
SIM
65
SSI Investment Management
California
-$3.02M -66,109 Closed
Jane Street
66
Jane Street
New York
-$2.42M -52,976 Closed
MIAN
67
Mariner Independent Advisor Network
Kansas
-$508K -11,122 Closed
Susquehanna International Group
68
Susquehanna International Group
Pennsylvania
-$309K -6,400 Closed
SI
69
Stephens Inc
Arkansas
-$255K -5,574 Closed
BCM
70
Brookstone Capital Management
Illinois
-$20K -443 Closed
SEI Investments
71
SEI Investments
Pennsylvania
-$9K -195 Closed