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First Trust Large Cap Growth AlphaDEX Fund
FTC

Name Holding Trade Value Shares
Change 		Change in
Stake
Goldman Sachs
26
Goldman Sachs
New York
$4.19M +$3.18M +22,770 +303%
Northwestern Mutual Wealth Management
27
Northwestern Mutual Wealth Management
Wisconsin
$4.19M +$146K +1,043 +4%
IA
28
IFP Advisors
Florida
$3.42M -$1.72M -12,328 -33%
HI
29
Harbour Investments
Wisconsin
$3.35M +$81.3K +582 +2%
VAS
30
Vestmark Advisory Solutions
Massachusetts
$3.19M +$42.9K +307 +1%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$3.12M -$195K -1,393 -6%
LI
32
LVZ Inc
Michigan
$3.08M -$71.5K -512 -2%
FPWM
33
FSB Premier Wealth Management
Iowa
$2.98M -$200K -1,434 -6%
IAA
34
Independent Advisor Alliance
North Carolina
$2.95M +$2.98M +21,309 New
PAG
35
Private Advisor Group
New Jersey
$2.92M -$108K -777 -4%
HA
36
HFG Advisors
Ohio
$2.91M -$37.1K -266 -1%
Osaic Holdings
37
Osaic Holdings
Arizona
$2.9M -$335K -2,397 -10%
EH
38
Equitable Holdings
New York
$2.76M -$55.2K -395 -2%
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$2.72M -$4.02M -28,781 -59%
Rockefeller Capital Management
40
Rockefeller Capital Management
New York
$2.58M +$597K +4,277 +30%
BBL
41
Beck Bode LLC
Massachusetts
$2.42M -$797K -5,705 -25%
GS
42
GTS Securities
Florida
$2.39M -$1.96K -14 -0.1%
SWP
43
Stratos Wealth Partners
Ohio
$2.26M -$309K -2,210 -12%
SCA
44
Snowden Capital Advisors
New York
$2.24M -$2.07M -14,801 -48%
AWM
45
Apollon Wealth Management
South Carolina
$2.1M -$275K -1,971 -12%
RAS
46
RPS Advisory Solutions
Kentucky
$1.93M +$1.95M +13,948 New
Natixis Advisors
47
Natixis Advisors
Massachusetts
$1.85M -$14.5K -104 -0.8%
KAS
48
Kestra Advisory Services
Texas
$1.67M +$111K +797 +7%
Truist Financial
49
Truist Financial
North Carolina
$1.65M -$12.8K -92 -0.8%
HFW
50
Horizon Family Wealth
Illinois
$1.56M -$97K -695 -6%
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