Rockefeller Capital Management
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Rockefeller Capital Management’s First Trust Large Cap Growth AlphaDEX Fund FTC Stock Holding History

Rockefeller Capital Management’s Portfolio FTC Stock Details FTC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		$3.01M Sell
19,557
-64
-0.3% -$10.3K 0.01% 1113
2025
Q4 		$3.14M Buy
19,621
+1,318
+7% +$211K 0.01% 1058
2025
Q3 		$2.94M Buy
18,303
+64
+0.4% +$9.99K 0.01% 1010
2025
Q2 		$2.75M Sell
18,239
-26
-0.1% -$3.58K 0.01% 994
2025
Q1 		$2.4M Sell
18,265
-397
-2% -$55.7K 0.01% 964
2024
Q4 		$2.58M Buy
18,662
+4,277
+30% +$597K 0.01% 925
2024
Q3 		$1.89M Buy
14,385
+558
+4% +$69.4K 0.01% 1011
2024
Q2 		$1.69M Sell
13,827
-381
-3% -$45.8K ﹤0.01% 1042
2024
Q1 		$1.75M Buy
14,208
+1,721
+14% +$200K 0.01% 1069
2023
Q4 		$1.37M Sell
12,487
-390
-3% -$39.4K ﹤0.01% 1040
2023
Q3 		$1.25M Buy
12,877
+487
+4% +$49K ﹤0.01% 1013
2023
Q2 		$1.26M Sell
12,390
-494
-4% -$46.7K ﹤0.01% 1000
2023
Q1 		$1.2M Buy
12,884
+903
+8% +$84K 0.01% 997
2022
Q4 		$1.09M Sell
11,981
-125
-1% -$11.6K 0.01% 972
2022
Q3 		$1.03M Buy
12,106
+1,873
+18% +$175K 0.01% 997
2022
Q2 		$901K Buy
10,233
+1,487
+17% +$142K ﹤0.01% 1032
2022
Q1 		$933K Buy
8,746
+1,101
+14% +$116K ﹤0.01% 1077
2021
Q4 		$919K Buy
7,645
+223
+3% +$26.4K ﹤0.01% 1076
2021
Q3 		$824K Buy
7,422
+136
+2% +$15.5K ﹤0.01% 1069
2021
Q2 		$799K Buy
7,286
+186
+3% +$19.2K ﹤0.01% 1009
2021
Q1 		$693K Buy
7,100
+731
+11% +$72.4K ﹤0.01% 921
2020
Q4 		$615K Sell
6,369
-398
-6% -$35.9K ﹤0.01% 843
2020
Q3 		$568K Sell
6,767
-181
-3% -$14.9K 0.01% 743
2020
Q2 		$532K Buy
6,948
+4,482
+182% +$314K 0.01% 682
2020
Q1 		$148K Buy
2,466
+346
+16% +$24.4K ﹤0.01% 895
2019
Q4 		$155K Buy
+2,120
New +$150K ﹤0.01% 830

Other funds holding FTC

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Janney Montgomery Scott
Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
CI
CX Institutional Auburn, Indiana $3.46B AUM 21.89% 1-Year Est. Return

Rockefeller Capital Management's FTC Position: Q1 2026 in Review

Rockefeller Capital Management reduced its First Trust Large Cap Growth AlphaDEX Fund (FTC) stake by 0.33% in Q1 2026, selling an estimated $10.3K and leaving 19,557 shares worth $3.01M. The position accounts for 0.01% of the portfolio, ranked #1113.

Rockefeller Capital Management first reported a position in FTC in Q4 2019 and has held it in 26 quarters since. The position peaked at $3.14M in Q4 2025. 207 funds tracked by Wall St. Rank hold FTC as of Q1 2026.

  • Rockefeller Capital Management held 19,557 shares of First Trust Large Cap Growth AlphaDEX Fund worth $3.01M as of Q1 2026.
  • Rockefeller Capital Management sold 64 First Trust Large Cap Growth AlphaDEX Fund shares in Q1 2026, an estimated $10.3K.
  • First Trust Large Cap Growth AlphaDEX Fund made up 0.01% of Rockefeller Capital Management's portfolio in Q1 2026, its #1113 holding.
  • Rockefeller Capital Management first reported a position in First Trust Large Cap Growth AlphaDEX Fund in Q4 2019 and has held it in 26 quarters since.
  • Rockefeller Capital Management's First Trust Large Cap Growth AlphaDEX Fund position peaked at $3.14M in Q4 2025.
  • 207 funds tracked by Wall St. Rank held First Trust Large Cap Growth AlphaDEX Fund as of Q1 2026.

Based on Rockefeller Capital Management's 13F filing for Q1 2026, filed 14 May 2026.