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First Trust Mid Cap Core AlphaDEX Fund

82 hedge funds and large institutions have $307M invested in First Trust Mid Cap Core AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 29 increasing their positions, 36 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% more capital invested

Capital invested by funds: $296M → $307M (+$11.5M)

0% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 8

0.28% less ownership

Funds ownership: 45.76%45.48% (-0.28%)

1% less funds holding

Funds holding: 8382 (-1)

19% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 36

Holders
82
Holders Change
-1
Holders Change %
-1.2%
% of All Funds
2.19%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
29
Reduced
36
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
FAAS
26
First Allied Advisory Services
California
$1.29M +$85K +1,619 +7%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$1.15M -$3.77M -71,760 -77%
PNC
28
Park National Corp
Ohio
$1.1M -$72.1K -1,374 -6%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$1.08M +$43.5K +829 +4%
AG
30
Advisor Group
Arizona
$1.07M -$270K -5,141 -20%
MFS
31
MSI Financial Services
Massachusetts
$1.03M +$113K +2,144 +12%
PFS
32
Prospera Financial Services
Texas
$975K +$160K +3,050 +20%
CWM
33
Cornerstone Wealth Management
Missouri
$956K +$959K +18,281 New
DADC
34
D.A. Davidson & Co
Montana
$886K +$645K +12,298 +275%
JP Morgan Chase
35
JP Morgan Chase
New York
$885K -$132K -2,518 -13%
BRWA
36
B. Riley Wealth Advisors
Florida
$865K -$47.2K -900 -5%
Cetera Investment Advisers
37
Cetera Investment Advisers
Illinois
$708K -$125K -2,386 -15%
PNC Financial Services Group
38
PNC Financial Services Group
Pennsylvania
$673K -$233K -4,436 -26%
ICOA
39
Investment Centers of America
North Dakota
$672K +$283K +5,393 +73%
CA
40
Cetera Advisors
Colorado
$631K +$75.7K +1,443 +14%
VFA
41
Voya Financial Advisors
Connecticut
$629K +$15.3K +292 +2%
Citigroup
42
Citigroup
New York
$585K +$46.6K +889 +9%
AI
43
Atria Investments
North Carolina
$501K -$12.9K -245 -3%
OC
44
Oppenheimer & Co
New York
$492K -$16.9K -322 -3%
CFA
45
Cahill Financial Advisors
Minnesota
$429K -$29.5K -562 -6%
GS
46
Girard Securities
California
$406K -$13.4K -255 -3%
NYLIM
47
New York Life Investment Management
New York
$362K -$151K -2,872 -30%
CCMH
48
Cornerstone Capital Management Holdings
New York
$361K -$151K -2,872 -30%
UR
49
USCA RIA
Texas
$357K
Jane Street
50
Jane Street
New York
$342K -$185K -3,533 -35%

FNX Hedge Fund Activity: Q3 2016 in Review

82 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q3 2016, worth a combined $307M — up 3.9% from $296M a quarter earlier.

Fund positioning in FNX was balanced in Q3 2016: 8 funds opened new positions, 8 closed out, 29 added to existing stakes and 36 trimmed.

The largest buyer was Wells Fargo, adding an estimated $6.96M. The largest seller was Condor Capital Management, exiting entirely with an estimated $5.49M sold.

  • 82 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q3 2016, down from 83 in Q2 2016.
  • Funds reported $307M of First Trust Mid Cap Core AlphaDEX Fund stock for Q3 2016, up 3.9% quarter-over-quarter.
  • 8 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q3 2016 and 8 closed out, a net change of 0 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q3 2016 was Wells Fargo, an estimated $6.96M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q3 2016 was Condor Capital Management, an estimated $5.49M sold.

Based on aggregated 13F filings for Q3 2016.