New York Life Investment Management’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-6,848	Closed	-$362K	–	36
2016 Q3	$362K	Sell	6,848 -2,872	-30%	-$152K	0.04%	40
2016 Q2	$491K	Buy	+9,720	New	+$491K	0.05%	52