NYLIM
FNX icon

New York Life Investment Management’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

New York Life Investment Management’s Portfolio FNX Stock Details FNX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q4 		– Sell
-6,848
Closed -$362K – 36
2016
Q3 		$362K Sell
6,848
-2,872
-30% -$151K 0.04% 40
2016
Q2 		$491K Buy
+9,720
New +$486K 0.05% 52

Other funds holding FNX

Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
RJFSA
Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
RJA
Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Stifel Financial
Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return
Baird Financial Group
Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return
BTS
BB&T Securities Richmond, Virginia $10.9B AUM 16.21% 1-Year Est. Return

New York Life Investment Management's FNX Position: Q4 2016 in Review

New York Life Investment Management sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2016, closing a stake of 6,848 shares — an estimated $362K sold.

New York Life Investment Management first reported a position in FNX in Q2 2016 and held it in 2 quarters. The position peaked at $491K in Q2 2016. 88 funds tracked by Wall St. Rank hold FNX as of Q4 2016.

  • New York Life Investment Management reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
  • New York Life Investment Management sold 6,848 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2016, an estimated $362K.
  • New York Life Investment Management first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q2 2016 and held it in 2 quarters.
  • New York Life Investment Management's First Trust Mid Cap Core AlphaDEX Fund position peaked at $491K in Q2 2016.
  • 88 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2016.

Based on New York Life Investment Management's 13F filing for Q4 2016, filed 15 Feb 2017.