Cornerstone Capital Management Holdings’s First Trust Mid Cap Core AlphaDEX Fund FNX Stock Holding History

Cornerstone Capital Management Holdings’s Portfolio FNX Stock Details FNX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-6,848	Closed	-$361K	–	1357
2016 Q3	$361K	Sell	6,848 -2,872	-30%	-$151K	﹤0.01%	1119
2016 Q2	$491K	Buy	+9,720	New	+$486K	﹤0.01%	1040

Other funds holding FNX

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Stifel Financial St. Louis, Missouri $109B AUM 21.36% 1-Year Est. Return

Baird Financial Group Milwaukee, Wisconsin $64B AUM 22.64% 1-Year Est. Return

BTS

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Cornerstone Capital Management Holdings's FNX Position: Q4 2016 in Review

Cornerstone Capital Management Holdings sold out of First Trust Mid Cap Core AlphaDEX Fund (FNX) in Q4 2016, closing a stake of 6,848 shares — an estimated $361K sold.

Cornerstone Capital Management Holdings first reported a position in FNX in Q2 2016 and held it in 2 quarters. The position peaked at $491K in Q2 2016. 88 funds tracked by Wall St. Rank hold FNX as of Q4 2016.

Cornerstone Capital Management Holdings reported no remaining First Trust Mid Cap Core AlphaDEX Fund position as of Q4 2016 after selling out during the quarter.
Cornerstone Capital Management Holdings sold 6,848 First Trust Mid Cap Core AlphaDEX Fund shares in Q4 2016, an estimated $361K.
Cornerstone Capital Management Holdings first reported a position in First Trust Mid Cap Core AlphaDEX Fund in Q2 2016 and held it in 2 quarters.
Cornerstone Capital Management Holdings's First Trust Mid Cap Core AlphaDEX Fund position peaked at $491K in Q2 2016.
88 funds tracked by Wall St. Rank held First Trust Mid Cap Core AlphaDEX Fund as of Q4 2016.

Based on Cornerstone Capital Management Holdings's 13F filing for Q4 2016, filed 14 Feb 2017.