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First Trust Mid Cap Core AlphaDEX Fund

64 hedge funds and large institutions have $444M invested in First Trust Mid Cap Core AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 10 funds opening new positions, 35 increasing their positions, 9 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

289% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 9

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

25% more capital invested

Capital invested by funds: $354M → $444M (+$89.9M)

8% more funds holding

Funds holding: 5964 (+5)

1.95% more ownership

Funds ownership: 54.57%56.52% (+1.9%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
64
Holders Change
+5
Holders Change %
+8.47%
% of All Funds
1.85%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
10
Increased
35
Reduced
9
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Deutsche Bank
26
Deutsche Bank
Germany
$1.28M +$81.1K +1,616 +7%
OC
27
Oppenheimer & Co
New York
$1.23M +$151K +3,003 +14%
PAG
28
Private Advisor Group
New Jersey
$1.19M +$240K +4,773 +26%
AIG
29
American International Group
New York
$1.17M +$37.8K +752 +3%
AIM
30
Astor Investment Management
Illinois
$1.08M +$1.05M +20,930 New
First Trust Advisors
31
First Trust Advisors
Illinois
$939K +$25.5K +508 +3%
CFA
32
Cahill Financial Advisors
Minnesota
$878K +$20.3K +405 +2%
BFEC
33
Benjamin F. Edwards & Company
Missouri
$720K -$50.7K -1,010 -7%
PI
34
Placemark Investments
Illinois
$568K +$70.9K +1,412 +15%
BRWA
35
B. Riley Wealth Advisors
Florida
$492K +$82.8K +1,650 +21%
UR
36
USCA RIA
Texas
$441K +$10K +200 +2%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$434K +$117K +2,325 +38%
RJT
38
Raymond James Trust
Florida
$431K
SI
39
SII Investments
Wisconsin
$390K -$21.4K -426 -5%
CS
40
Comerica Securities
Michigan
$388K -$1.25K -25 -0.3%
BRWM
41
B. Riley Wealth Management
Tennessee
$321K +$313K +6,227 New
NPC
42
National Planning Corporation
California
$316K +$304K +6,063 New
Citadel Advisors
43
Citadel Advisors
Florida
$290K +$283K +5,635 New
HH
44
Hilltop Holdings
Texas
$234K
FAAS
45
First Allied Advisory Services
California
$234K +$229K +4,562 New
VFS
46
VSR Financial Services
Kansas
$225K -$39.1K -779 -15%
SF
47
Synovus Financial
Georgia
$184K
NES
48
New England Securities
New York
$169K +$5.77K +115 +4%
Creative Planning
49
Creative Planning
Kansas
$145K +$703 +14 +0.5%
WA
50
WFG Advisors
Texas
$124K -$65.8K -1,311 -35%

FNX Hedge Fund Activity: Q1 2014 in Review

64 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Core AlphaDEX Fund (FNX) for Q1 2014, worth a combined $444M — up 25% from $354M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FNX positions and 5 closed out — a net gain of 5 holders — while 35 added to existing stakes and 9 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $24.1M. The largest seller was Stephens Inc, exiting entirely with an estimated $1.07M sold.

  • 64 institutional investors held First Trust Mid Cap Core AlphaDEX Fund (FNX) as of Q1 2014, up from 59 in Q4 2013.
  • Funds reported $444M of First Trust Mid Cap Core AlphaDEX Fund stock for Q1 2014, up 25% quarter-over-quarter.
  • 10 funds opened new First Trust Mid Cap Core AlphaDEX Fund positions in Q1 2014 and 5 closed out, a net change of +5 holders.
  • The largest First Trust Mid Cap Core AlphaDEX Fund buyer in Q1 2014 was Morgan Stanley, an estimated $24.1M added.
  • The largest First Trust Mid Cap Core AlphaDEX Fund seller in Q1 2014 was Stephens Inc, an estimated $1.07M sold.

Based on aggregated 13F filings for Q1 2014.