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First Trust Mid Cap Value AlphaDEX Fund

72 hedge funds and large institutions have $191M invested in First Trust Mid Cap Value AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 27 increasing their positions, 12 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

183% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 6

125% more repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 12

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

20% more capital invested

Capital invested by funds: $159M → $191M (+$32.2M)

16% more funds holding

Funds holding: 6272 (+10)

1.88% more ownership

Funds ownership: 70.31%72.19% (+1.9%)

Holders
72
Holders Change
+10
Holders Change %
+16.13%
% of All Funds
1.15%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
17
Increased
27
Reduced
12
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
S
51
SignatureFD
Georgia
$80.8K -$6.86K -150 -8%
AAS
52
Ameritas Advisory Services
Nebraska
$59.2K +$62K +1,356 New
HI
53
Harbour Investments
Wisconsin
$40.6K -$3.89K -85 -8%
GWM
54
Geneos Wealth Management
Colorado
$35K
Carson Wealth (CWM LLC)
55
Carson Wealth (CWM LLC)
Nebraska
$25K
SPIA
56
Steward Partners Investment Advisory
New York
$18.6K
CFGS
57
Concourse Financial Group Securities
Alabama
$16K
TWC
58
TD Waterhouse Canada
Ontario, Canada
$12.4K
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$10.7K
PP
60
Pacifica Partners
Canada
$9.94K
AF
61
Allworth Financial
California
$9.45K +$9.88K +216 New
GTAM
62
Global Trust Asset Management
Florida
$8.77K -$4.58K -100 -33%
GEA
63
Glen Eagle Advisors
New Jersey
$8.74K
WP
64
WealthPLAN Partners
Nebraska
$6.82K +$7.14K +156 New
US Bancorp
65
US Bancorp
Minnesota
$4.54K +$4.76K +104 New
SC
66
SouthState Corp
Florida
$4.37K +$4.58K +100 New
CAL
67
Capital Analysts LLC
Pennsylvania
$4K
GWSG
68
GPS Wealth Strategies Group
Colorado
$2.93K +$3.06K +67 New
IGWM
69
ICA Group Wealth Management
Colorado
$2.71K
Commonwealth Equity Services
70
Commonwealth Equity Services
Massachusetts
$1.19K +$9.47K +207 +0.8%
GRP
71
Global Retirement Partners
California
$629
Fidelity Investments
72
Fidelity Investments
Massachusetts
$350
RJFSA
73
Raymond James Financial Services Advisors
Florida
-$9.15M -212,876 Closed
Goldman Sachs
74
Goldman Sachs
New York
-$758K -17,636 Closed
MCC
75
Money Concepts Capital
Florida
-$506K -11,780 Closed

FNK Hedge Fund Activity: Q1 2023 in Review

72 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Mid Cap Value AlphaDEX Fund (FNK) for Q1 2023, worth a combined $191M — up 20% from $159M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FNK positions and 6 closed out — a net gain of 11 holders — while 27 added to existing stakes and 12 trimmed.

The largest buyer was AE Wealth Management, opening a new position worth an estimated $9.95M. The largest seller was Raymond James Financial Services Advisors, exiting entirely with an estimated $9.15M sold.

  • 72 institutional investors held First Trust Mid Cap Value AlphaDEX Fund (FNK) as of Q1 2023, up from 62 in Q4 2022.
  • Funds reported $191M of First Trust Mid Cap Value AlphaDEX Fund stock for Q1 2023, up 20% quarter-over-quarter.
  • 17 funds opened new First Trust Mid Cap Value AlphaDEX Fund positions in Q1 2023 and 6 closed out, a net change of +11 holders.
  • The largest First Trust Mid Cap Value AlphaDEX Fund buyer in Q1 2023 was AE Wealth Management, an estimated $9.95M added.
  • The largest First Trust Mid Cap Value AlphaDEX Fund seller in Q1 2023 was Raymond James Financial Services Advisors, an estimated $9.15M sold.

Based on aggregated 13F filings for Q1 2023.