FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

93 hedge funds and large institutions have $126M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 36 increasing their positions, 25 reducing their positions, and 11 closing their positions.

Holders
93
Holders Change
–
Holders Change %
0%
% of All Funds
2.04%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
11
Increased
36
Reduced
25
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAG
1
Csenge Advisory Group
Florida
$8.26M
2
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$9.04M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$6.42M
4
LPL Financial
4
LPL Financial
California
$2.66M
5
LTFS
5
Ladenburg Thalmann Financial Services
Florida
$2.64M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$487K
2
Cohen & Steers
2
Cohen & Steers
New York
$6.02M
3
Invesco
3
Invesco
Georgia
$7.35M
4
Ameriprise
4
Ameriprise
Minnesota
$4.24M
5
AFA
5
American Financial Advisors
Georgia
$1.06M
Name Market Value Shares Shares
Change 		Shares
Change %
CFA
76
Carroll Financial Associates
North Carolina
$49K 2,370 +1,570 +196%
AF
77
Advisornet Financial
Minnesota
$44K 2,100 – –
NSIM
78
North Star Investment Management
Illinois
$44K 2,098 +2,098 New
WC
79
Westwind Capital
New Mexico
$34K 1,624 – –
AIC
80
Ameritas Investment Company
Nebraska
$26K 1,588 +1,588 New
Bank of Montreal
81
Bank of Montreal
Ontario, Canada
$25K 1,200 – –
SPIA
82
Steward Partners Investment Advisory
New York
$25K 1,204 +300 +33%
RCAG
83
Rehmann Capital Advisory Group
Michigan
$24.5K 2,000 +2,000 New
AIM
84
Advantage Investment Management
Iowa
$21K 1,000 – –
CFGS
85
Concourse Financial Group Securities
Alabama
$13K 600 -1,300 -68%
Carson Wealth (CWM LLC)
86
Carson Wealth (CWM LLC)
Nebraska
$10K 460 – –
ONST
87
Old North State Trust
North Carolina
$10K 500 – –
WT
88
Whittier Trust
California
$5K 248 – –
Northwestern Mutual Wealth Management
89
Northwestern Mutual Wealth Management
Wisconsin
$3K 162 -270 -63%
First Manhattan
90
First Manhattan
New York
$3K 180 – –
KFS
91
Kelly Financial Services
Massachusetts
$2.97K 142 +142 New
MAFM
92
Mid Atlantic Financial Management
Pennsylvania
– – -21,700 Closed
Fiera Capital (Canada)
93
Fiera Capital (Canada)
Quebec, Canada
– – -18,473 Closed
CWP
94
Capital Wealth Planning
Florida
– – -15,877 Closed
Millennium Management
95
Millennium Management
New York
– – -13,016 Closed
HKAM
96
Horizon Kinetics Asset Management
New York
– – -10,210 Closed
CWA
97
Clarus Wealth Advisors
Arizona
– – -9,821 Closed
TRCT
98
Tower Research Capital (TRC)
New York
– – -5,039 Closed
PCG
99
Private Capital Group
Connecticut
– – -1,044 Closed
CFB
100
Cullen/Frost Bankers
Texas
– – -790 Closed
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4
5