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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

93 hedge funds and large institutions have $126M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 36 increasing their positions, 25 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

44% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 25

8% more capital invested

Capital invested by funds: $118M → $126M (+$8.83M)

0.31% more ownership

Funds ownership: 13.35%13.66% (+0.31%)

0% more funds holding

Funds holding: 9393 (0)

0% more first-time investments, than exits

New positions opened: 11 | Existing positions closed: 11

Holders
93
Holders Change
Holders Change %
0%
% of All Funds
2.04%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.04%
New
11
Increased
36
Reduced
25
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CFA
76
Carroll Financial Associates
North Carolina
$49K +$31.9K +1,570 +196%
AF
77
Advisornet Financial
Minnesota
$44K
NSIM
78
North Star Investment Management
Illinois
$44K +$42.7K +2,098 New
WC
79
Westwind Capital
New Mexico
$34K
AIC
80
Ameritas Investment Company
Nebraska
$26K +$32.3K +1,588 New
Bank of Montreal
81
Bank of Montreal
Ontario, Canada
$25K
SPIA
82
Steward Partners Investment Advisory
New York
$25K +$6.1K +300 +33%
RCAG
83
Rehmann Capital Advisory Group
Michigan
$24.5K +$40.7K +2,000 New
AIM
84
Advantage Investment Management
Iowa
$21K
CFGS
85
Concourse Financial Group Securities
Alabama
$13K -$26.5K -1,300 -68%
Carson Wealth (CWM LLC)
86
Carson Wealth (CWM LLC)
Nebraska
$10K
ONST
87
Old North State Trust
North Carolina
$10K
WT
88
Whittier Trust
California
$5K
Northwestern Mutual Wealth Management
89
Northwestern Mutual Wealth Management
Wisconsin
$3K -$5.49K -270 -63%
First Manhattan
90
First Manhattan
New York
$3K
KFS
91
Kelly Financial Services
Massachusetts
$2.97K +$2.89K +142 New
MAFM
92
Mid Atlantic Financial Management
Pennsylvania
-$432K -21,700 Closed
Fiera Capital (Canada)
93
Fiera Capital (Canada)
Quebec, Canada
-$368K -18,473 Closed
CWP
94
Capital Wealth Planning
Florida
-$316K -15,877 Closed
Millennium Management
95
Millennium Management
New York
-$259K -13,016 Closed
HKAM
96
Horizon Kinetics Asset Management
New York
-$203K -10,210 Closed
CWA
97
Clarus Wealth Advisors
Arizona
-$196K -9,821 Closed
TRCT
98
Tower Research Capital (TRC)
New York
-$100K -5,039 Closed
PCG
99
Private Capital Group
Connecticut
-$20K -1,044 Closed
CFB
100
Cullen/Frost Bankers
Texas
-$16K -790 Closed