Horizon Kinetics Asset Management’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Horizon Kinetics Asset Management’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q3	–	Sell	-10,210	Closed	-$203K	–	487
2019 Q2	$203K	Sell	10,210 -69	-0.7%	-$1.35K	0.01%	462
2019 Q1	$194K	Buy	+10,279	New	+$189K	0.01%	459

Other funds holding FFC

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

CCM

Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

Affiance Financial St. Louis Park, Minnesota $695M AUM 17.33% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Horizon Kinetics Asset Management's FFC Position: Q3 2019 in Review

Horizon Kinetics Asset Management sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q3 2019, closing a stake of 10,210 shares — an estimated $203K sold.

Horizon Kinetics Asset Management first reported a position in FFC in Q1 2019 and held it in 2 quarters. The position peaked at $203K in Q2 2019. 93 funds tracked by Wall St. Rank hold FFC as of Q3 2019.

Horizon Kinetics Asset Management reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q3 2019 after selling out during the quarter.
Horizon Kinetics Asset Management sold 10,210 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q3 2019, an estimated $203K.
Horizon Kinetics Asset Management first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q1 2019 and held it in 2 quarters.
Horizon Kinetics Asset Management's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $203K in Q2 2019.
93 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q3 2019.

Based on Horizon Kinetics Asset Management's 13F filing for Q3 2019, filed 14 Nov 2019.