FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

93 hedge funds and large institutions have $118M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2019 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 28 increasing their positions, 30 reducing their positions, and 10 closing their positions.

Holders
93
Holders Change
-3
Holders Change %
-3.13%
% of All Funds
2.02%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
10
Increased
28
Reduced
30
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAG
1
Csenge Advisory Group
Florida
$3.37M
2
Ameriprise
2
Ameriprise
Minnesota
$4.94M
3
AWM
3
AE Wealth Management
Kansas
$1.07M
4
AG
4
Advisor Group
Arizona
$1.88M
5
LPL Financial
5
LPL Financial
California
$1.85M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$3.4M
2
SIA
2
Sit Investment Associates
Minnesota
$219K
3
AFA
3
American Financial Advisors
Georgia
$1.81M
4
RCM
4
Robinson Capital Management
Michigan
$0
5
Bank of America
5
Bank of America
North Carolina
$9.93M
Name Market Value Shares Shares
Change 		Shares
Change %
AF
76
Advisornet Financial
Minnesota
$42K 2,100 -414 -16%
CFGS
77
Concourse Financial Group Securities
Alabama
$38K 1,900 +360 +23%
WC
78
Westwind Capital
New Mexico
$32K 1,624 – –
SF
79
Synovus Financial
Georgia
$26K 1,297 – –
Bank of Montreal
80
Bank of Montreal
Ontario, Canada
$24K 1,200 – –
AIM
81
Advantage Investment Management
Iowa
$20K 1,000 – –
PCG
82
Private Capital Group
Connecticut
$20K 1,044 – –
SPIA
83
Steward Partners Investment Advisory
New York
$18K 904 +904 New
CFB
84
Cullen/Frost Bankers
Texas
$16K 790 -895 -53%
CFA
85
Carroll Financial Associates
North Carolina
$15K 800 – –
LA
86
Legacy Advisors
Pennsylvania
$14K 700 – –
ONST
87
Old North State Trust
North Carolina
$10K 500 – –
Carson Wealth (CWM LLC)
88
Carson Wealth (CWM LLC)
Nebraska
$10K 460 – –
RIA
89
Realta Investment Advisors
Delaware
$10K 500 +500 New
Northwestern Mutual Wealth Management
90
Northwestern Mutual Wealth Management
Wisconsin
$9K 432 – –
WT
91
Whittier Trust
California
$5K 248 – –
First Manhattan
92
First Manhattan
New York
$3K 180 – –
RCM
93
Robinson Capital Management
Michigan
– – -83,512 Closed
Susquehanna International Group
94
Susquehanna International Group
Pennsylvania
– – -10,252 Closed
FHB
95
First Hawaiian Bank
Hawaii
– – -2,515 Closed
NSIM
96
North Star Investment Management
Illinois
– – -2,098 Closed
WTB
97
Washington Trust Bank
Washington
– – -1,117 Closed
WCM
98
WealthBridge Capital Management
Ohio
– – -1,000 Closed
Citigroup
99
Citigroup
New York
– – -732 Closed
GCM
100
Gables Capital Management
Florida
– – -600 Closed
1 2 3
4
5