FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

96 hedge funds and large institutions have $116M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2019 Q1 according to their latest regulatory filings, with 15 funds opening new positions, 29 increasing their positions, 30 reducing their positions, and 5 closing their positions.

Holders
96
Holders Change
+8
Holders Change %
+9.09%
% of All Funds
2.08%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
15
Increased
29
Reduced
30
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ECA
1
Elevated Capital Advisors
Utah
$2.39M
2
Mercer Global Advisors
2
Mercer Global Advisors
Colorado
$1.38M
3
Ameriprise
3
Ameriprise
Minnesota
$3.65M
4
Commonwealth Equity Services
4
Commonwealth Equity Services
Massachusetts
$4.9M
5
HighTower Advisors
5
HighTower Advisors
Illinois
$950K

Top Sellers

1
AFA
1
American Financial Advisors
Georgia
$3.25M
2
SIA
2
Sit Investment Associates
Minnesota
$2.42M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$5.56M
4
FFA
4
First Foundation Advisors
California
$983K
5
Bank of America
5
Bank of America
North Carolina
$10.1M
Name Market Value Shares Shares
Change 		Shares
Change %
SF
76
Synovus Financial
Georgia
$25K 1,297 – –
Bank of Montreal
77
Bank of Montreal
Ontario, Canada
$23K 1,200 – –
WTB
78
Washington Trust Bank
Washington
$21K 1,117 – –
PCG
79
Private Capital Group
Connecticut
$20K 1,044 – –
WCM
80
WealthBridge Capital Management
Ohio
$19K 1,000 – –
AIM
81
Advantage Investment Management
Iowa
$19K 1,000 +1,000 New
CF
82
Centaurus Financial
California
$15.4K 291 +291 New
CFA
83
Carroll Financial Associates
North Carolina
$15K 800 – –
IA
84
IFP Advisors
Florida
$15K 800 +101 +14%
Citigroup
85
Citigroup
New York
$14K 732 +732 New
LA
86
Legacy Advisors
Pennsylvania
$13K 700 +700 New
GCM
87
Gables Capital Management
Florida
$11K 600 – –
Carson Wealth (CWM LLC)
88
Carson Wealth (CWM LLC)
Nebraska
$10K 460 +460 New
ONST
89
Old North State Trust
North Carolina
$9K 500 – –
Northwestern Mutual Wealth Management
90
Northwestern Mutual Wealth Management
Wisconsin
$8K 432 -800 -65%
AWM
91
Avior Wealth Management
Nebraska
$7K 414 – –
WT
92
Whittier Trust
California
$5K 248 – –
First Manhattan
93
First Manhattan
New York
$3K 180 – –
TWM
94
Titus Wealth Management
California
$482 25,500 – –
SLF
95
Sun Life Financial
Ontario, Canada
– – -11,500 Closed
SSG
96
Summit Securities Group
New York
– – -10,000 Closed
TJHA
97
Thomas J. Herzfeld Advisors
Florida
– – -8,585 Closed
RFC
98
Regions Financial Corp
Alabama
– – -2,000 Closed
OSNBOA
99
Old Second National Bank of Aurora
Illinois
– – -150 Closed
Fidelity Investments
100
Fidelity Investments
Massachusetts
$0 1 -1 -50%
1 2 3
4
5