FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

88 hedge funds and large institutions have $112M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2018 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 18 increasing their positions, 31 reducing their positions, and 15 closing their positions.

Holders
88
Holders Change
+6
Holders Change %
+7.32%
% of All Funds
1.96%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
21
Increased
18
Reduced
31
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SIA
1
Sit Investment Associates
Minnesota
$7.11M
2
Cohen & Steers
2
Cohen & Steers
New York
$5.95M
3
Stifel Financial
3
Stifel Financial
Missouri
$905K
4
JG
4
Jefferies Group
New York
$763K
5
BCA
5
Bay Colony Advisors
Massachusetts
$684K

Top Sellers

1
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$5.86M
2
LWS
2
Lucia Wealth Services
California
$0
3
NMC
3
Nine Masts Capital
Hong Kong
$0
4
Wells Fargo
4
Wells Fargo
California
$4.12M
5
RCM
5
Robinson Capital Management
Michigan
$1.4M
Name Market Value Shares Shares
Change 		Shares
Change %
CFGS
76
Concourse Financial Group Securities
Alabama
$18K 1,100 +1,100 New
PCG
77
Private Capital Group
Connecticut
$17K 1,044 – –
WCM
78
WealthBridge Capital Management
Ohio
$17K 1,000 +1,000 New
CFA
79
Carroll Financial Associates
North Carolina
$14K 800 -685 -46%
IA
80
IFP Advisors
Florida
$12K 699 – –
GCM
81
Gables Capital Management
Florida
$10K 600 – –
ONST
82
Old North State Trust
North Carolina
$8K 500 -4 -0.8%
AWM
83
Avior Wealth Management
Nebraska
$6K 414 – –
WT
84
Whittier Trust
California
$4K 248 – –
First Manhattan
85
First Manhattan
New York
$3K 180 – –
OSNBOA
86
Old Second National Bank of Aurora
Illinois
$3K 150 – –
TWM
87
Titus Wealth Management
California
$426 25,500 – –
LWS
88
Lucia Wealth Services
California
– – -78,060 Closed
NMC
89
Nine Masts Capital
Hong Kong
– – -65,500 Closed
Susquehanna International Group
90
Susquehanna International Group
Pennsylvania
– – -23,165 Closed
SBIA
91
Sheaff Brock Investment Advisors
Indiana
– – -10,566 Closed
SWM
92
SeaCrest Wealth Management
New York
– – -8,268 Closed
MCM
93
Mainstay Capital Management
Michigan
– – -3,500 Closed
Citigroup
94
Citigroup
New York
– – -2,860 Closed
TA
95
Townsend & Associates
Colorado
– – -2,000 Closed
WAM
96
Wolverine Asset Management
Illinois
– – -1,524 Closed
AA
97
Ancora Advisors
Ohio
– – -1,030 Closed
SPIA
98
Steward Partners Investment Advisory
New York
– – -904 Closed
LA
99
Legacy Advisors
Pennsylvania
– – -700 Closed
CWSR
100
Chessman Wealth Strategies RIA
Texas
– – -460 Closed
1 2 3
4
5