FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

104 hedge funds and large institutions have $137M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2020 Q4 according to their latest regulatory filings, with 19 funds opening new positions, 23 increasing their positions, 31 reducing their positions, and 12 closing their positions.

Holders
104
Holders Change
+7
Holders Change %
+7.22%
% of All Funds
1.85%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
19
Increased
23
Reduced
31
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
ACM
1
Anfield Capital Management
California
$3.13M
2
Morgan Stanley
2
Morgan Stanley
New York
$12.5M
3
Ameriprise
3
Ameriprise
Minnesota
$7.78M
4
LPL Financial
4
LPL Financial
California
$6.7M
5
AWA
5
Arkadios Wealth Advisors
Georgia
$478K

Top Sellers

1
JG
1
Jefferies Group
New York
$0
2
Osaic Holdings
2
Osaic Holdings
Arizona
$2.87M
3
Bank of America
3
Bank of America
North Carolina
$11.8M
4
AAS
4
Avantax Advisory Services
Texas
$0
5
EWM
5
EPG Wealth Management
Georgia
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Northwestern Mutual Wealth Management
51
Northwestern Mutual Wealth Management
Wisconsin
$345K 14,740 +430 +3%
CF
52
Centaurus Financial
California
$342K 14,579 – –
SBIA
53
Sheaff Brock Investment Advisors
Indiana
$326K 13,925 -1,500 -10%
CSPIA
54
Cary Street Partners Investment Advisory
Virginia
$298K 12,715 -2,500 -16%
Cetera Investment Advisers
55
Cetera Investment Advisers
Illinois
$275K 11,717 +11,717 New
AW
56
ACG Wealth
Georgia
$272K 11,600 – –
IAIM
57
International Assets Investment Management
Florida
$253K 11,268 -282 -2%
SCA
58
Sage Capital Advisors
South Dakota
$238K 10,632 -1,253 -11%
SFS
59
Sowell Financial Services
Arkansas
$234K 9,986 +170 +2%
NWA
60
Navis Wealth Advisors
New York
$234K 10,000 +10,000 New
Baird Financial Group
61
Baird Financial Group
Wisconsin
$228K 9,747 – –
BWM
62
BNC Wealth Management
Oregon
$221K 16,852 – –
Janney Montgomery Scott
63
Janney Montgomery Scott
Pennsylvania
$217K 9,263 -1,640 -15%
KA
64
Kovack Advisors
Florida
$211K 9,005 +9,005 New
SPC
65
Sigma Planning Corp
Michigan
$207K 8,854 +8,854 New
APA
66
American Portfolios Advisors
New York
$106K 4,540 -4,498 -50%
AF
67
Advisornet Financial
Minnesota
$96K 4,110 +2,010 +96%
PFGIA
68
Patriot Financial Group Insurance Agency
Massachusetts
$92K 3,930 -1,000 -20%
NFG
69
Next Financial Group
Texas
$91K 3,875 – –
MAM
70
Marquette Asset Management
Minnesota
$71K 3,036 – –
Citigroup
71
Citigroup
New York
$64K 2,745 +2,745 New
FCA
72
FinTrust Capital Advisors
South Carolina
$61K 2,614 -144 -5%
DTIM
73
Danda Trouve Investment Management
Kansas
$60K 2,577 +41 +2%
ST
74
Smithfield Trust
Pennsylvania
$59K 2,500 – –
CFA
75
Carroll Financial Associates
North Carolina
$55K 2,370 – –
1 2
3
4 5