Cetera Investment Advisers’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Cetera Investment Advisers’s Portfolio FFC Stock Details FFC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	$1.96M	Sell	120,609 -542	-0.4%	-$8.66K	﹤0.01%	2400
2026 Q1	$1.88M	Buy	121,151 +284	+0.2%	+$4.64K	﹤0.01%	2334
2025 Q4	$2M	Buy	120,867 +1,376	+1%	+$22.9K	﹤0.01%	2206
2025 Q3	$2.02M	Sell	119,491 -11	-0%	-$181	﹤0.01%	2153
2025 Q2	$1.95M	Buy	119,502 +2,169	+2%	+$33.7K	﹤0.01%	1866
2025 Q1	$1.87M	Sell	117,333 -1,618	-1%	-$25.8K	﹤0.01%	1799
2024 Q4	$1.85M	Sell	118,951 -5,018	-4%	-$80K	﹤0.01%	1722
2024 Q3	$2.03M	Sell	123,969 -7,719	-6%	-$119K	﹤0.01%	1616
2024 Q2	$1.95M	Sell	131,688 -6,088	-4%	-$87.8K	﹤0.01%	1598
2024 Q1	$2.05M	Buy	+137,776	New	+$1.98M	﹤0.01%	1526
2022 Q1	–	Sell	-26,820	Closed	-$583K	–	1914
2021 Q4	$583K	Buy	26,820 +42	+0.2%	+$927	0.01%	1096
2021 Q3	$596K	Buy	26,778 +10,365	+63%	+$237K	0.01%	1037
2021 Q2	$373K	Buy	16,413 +2,149	+15%	+$49.1K	0.01%	1286
2021 Q1	$334K	Buy	14,264 +2,547	+22%	+$57.4K	0.01%	1197
2020 Q4	$275K	Buy	+11,717	New	+$260K	0.01%	1287

Other funds holding FFC

Bard Associates Chicago, Illinois $451M AUM 66.6% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $5.28B AUM 14.42% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

HWAM

Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

CAG

Csenge Advisory Group Clearwater, Florida $2.47B AUM 24.93% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Cetera Investment Advisers's FFC Position: Q2 2026 in Review

Cetera Investment Advisers reduced its Flaherty & Crumrine Preferred and Income Securities Fund (FFC) stake by 0.45% in Q2 2026, selling an estimated $8.66K and leaving 120,609 shares worth $1.96M. The position accounts for ﹤0.01% of the portfolio, ranked #2400.

Cetera Investment Advisers first reported a position in FFC in Q4 2020 and has held it in 15 quarters since. The position peaked at $2.05M in Q1 2024. 111 funds tracked by Wall St. Rank hold FFC as of Q2 2026.

Cetera Investment Advisers held 120,609 shares of Flaherty & Crumrine Preferred and Income Securities Fund worth $1.96M as of Q2 2026.
Cetera Investment Advisers sold 542 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q2 2026, an estimated $8.66K.
Flaherty & Crumrine Preferred and Income Securities Fund made up ﹤0.01% of Cetera Investment Advisers's portfolio in Q2 2026, its #2400 holding.
Cetera Investment Advisers first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q4 2020 and has held it in 15 quarters since.
Cetera Investment Advisers's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $2.05M in Q1 2024.
111 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q2 2026.

Based on Cetera Investment Advisers's 13F filing for Q2 2026, filed 12 Aug 2026.