FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

76 hedge funds and large institutions have $84M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 5 closing their positions.

Holders
76
Holders Change
+11
Holders Change %
+16.92%
% of All Funds
1.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
22
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$2.52M
2
Bank of America
2
Bank of America
North Carolina
$7.06M
3
CCP
3
Clough Capital Partners
Massachusetts
$697K
4
EDRH
4
Edmond de Rothschild Holding
Switzerland
$645K
5
CCM
5
Covington Capital Management
California
$6.44M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$4.3M
2
NPC
2
National Planning Corporation
California
$1.57M
3
PAG
3
Private Advisor Group
New Jersey
$676K
4
UCFA
4
United Capital Financial Advisors
Texas
$863K
5
Morgan Stanley
5
Morgan Stanley
New York
$6.51M
Name Market Value Shares Shares
Change 		Shares
Change %
SF
51
Synovus Financial
Georgia
$80K 4,256 -2,781 -40%
CAPTRUST Financial Advisors
52
CAPTRUST Financial Advisors
North Carolina
$74K 3,918 +3,918 New
IWM
53
IHT Wealth Management
Illinois
$72K 3,692 +3,692 New
NSIM
54
North Star Investment Management
Illinois
$62K 3,298 +1,200 +57%
Deutsche Bank
55
Deutsche Bank
Germany
$61K 3,250 – –
MFS
56
MSI Financial Services
Massachusetts
$56K 2,987 +377 +14%
DADC
57
D.A. Davidson & Co
Montana
$45K 2,425 +75 +3%
WT
58
Whittier Trust
California
$41K 2,167 – –
SFS
59
Sowell Financial Services
Arkansas
$38K 1,900 +1,900 New
LWM
60
Lenox Wealth Management
Ohio
$37K 1,950 – –
AAM
61
Advisors Asset Management
Colorado
$28K 1,504 -655 -30%
NFG
62
Next Financial Group
Texas
$26K 1,400 – –
Bank of Montreal
63
Bank of Montreal
Ontario, Canada
$23K 1,200 – –
Manulife (Manufacturers Life Insurance)
64
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$21K 1,100 – –
SIG
65
Stanford Investment Group
California
$19K 1,035 – –
AA
66
Ancora Advisors
Ohio
$19K 1,030 +1,030 New
PFGIA
67
Patriot Financial Group Insurance Agency
Massachusetts
$16K 803 +803 New
CFA
68
Carroll Financial Associates
North Carolina
$15K 800 – –
PCM
69
Penserra Capital Management
California
$13K 703 +78 +12%
WTB
70
Washington Trust Bank
Washington
$12K 650 – –
PSW
71
Portfolio Strategies (Washington)
Washington
$11K 600 +600 New
MBT
72
Montecito Bank & Trust
California
$10K 520 +520 New
JIC
73
Joel Isaacson & Co
New York
$8K 450 – –
AWM
74
Avior Wealth Management
Nebraska
$8K 414 – –
BIG
75
Bellwether Investment Group
Tennessee
$5K 255 +255 New
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3
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