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FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

65 hedge funds and large institutions have $95M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 23 increasing their positions, 24 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.98% less ownership

Funds ownership: 11.5% → 10.52% (-0.98%)

4% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 24

6% less funds holding

Funds holding: 69 → 65 (-4)

13% less capital invested

Capital invested by funds: $109M → $95M (-$13.8M)

50% less first-time investments, than exits

New positions opened: 1 | Existing positions closed: 2

Holders
65
Holders Change
-4
Holders Change %
-5.8%
% of All Funds
1.73%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
23
Reduced
24
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAN
Cetera Advisor Networks
California
+$595K
2
CCM
Covington Capital Management
California
+$582K
3
LPL Financial
LPL Financial
California
+$374K
4
AG
Advisor Group
Arizona
+$352K
5
PAG
Private Advisor Group
New Jersey
+$238K

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$7.18M
2
Cohen & Steers
Cohen & Steers
New York
-$999K
3
GC
Guggenheim Capital
Illinois
-$811K
4
Morgan Stanley
Morgan Stanley
New York
-$524K
5
UCFA
United Capital Financial Advisors
Texas
-$520K
Name Holding Trade Value Shares
Change 		Change in
Stake
DADC
51
D.A. Davidson & Co
Montana
$48K +$22.6K +1,050 +81%
WT
52
Whittier Trust
California
$45K -$68K -3,161 -59%
AAM
53
Advisors Asset Management
Colorado
$45K -$23.4K -1,089 -34%
NSIM
54
North Star Investment Management
Illinois
$44K – – –
LWM
55
Lenox Wealth Management
Ohio
$41K – – –
NFG
56
Next Financial Group
Texas
$29K +$10.8K +500 +56%
Bank of Montreal
57
Bank of Montreal
Ontario, Canada
$25K – – –
Manulife (Manufacturers Life Insurance)
58
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$23K – – –
SIG
59
Stanford Investment Group
California
$22K – – –
CFA
60
Carroll Financial Associates
North Carolina
$16K – – –
WTB
61
Washington Trust Bank
Washington
$14K – – –
PCM
62
Penserra Capital Management
California
$13K +$3.38K +157 +34%
AWM
63
Avior Wealth Management
Nebraska
$9K – – –
JIC
64
Joel Isaacson & Co
New York
$9K – – –
OSNBOA
65
Old Second National Bank of Aurora
Illinois
$3K – – –
CA
66
Cetera Advisors
Colorado
– -$330K -15,230 Closed
Northwestern Mutual Wealth Management
67
Northwestern Mutual Wealth Management
Wisconsin
– -$158K -7,281 Closed
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