FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

74 hedge funds and large institutions have $110M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2018 Q2 according to their latest regulatory filings, with 6 funds opening new positions, 30 increasing their positions, 19 reducing their positions, and 11 closing their positions.

Holders
74
Holders Change
-5
Holders Change %
-6.33%
% of All Funds
1.7%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
6
Increased
30
Reduced
19
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
OA
1
Oxbow Advisors
Texas
$7.27M
2
Invesco
2
Invesco
Georgia
$7.63M
3
AF
3
Affiance Financial
Minnesota
$6.23M
4
Cohen & Steers
4
Cohen & Steers
New York
$3.48M
5
Wells Fargo
5
Wells Fargo
California
$5.92M

Top Sellers

1
WAM
1
Wolverine Asset Management
Illinois
$0
2
LPL Financial
2
LPL Financial
California
$2.69M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$8.65M
4
WAM
4
Weiss Asset Management
Massachusetts
$0
5
COLIM
5
City of London Investment Management
United Kingdom
$648K
Name Market Value Shares Shares
Change 		Shares
Change %
PAG
26
Private Advisor Group
New Jersey
$775K 40,847 +6,277 +18%
RJFSA
27
Raymond James Financial Services Advisors
Florida
$755K 39,896 +1,841 +5%
UCFA
28
United Capital Financial Advisors
Texas
$700K 36,987 +1,192 +3%
BTS
29
BB&T Securities
Virginia
$666K 35,220 -2,119 -6%
COLIM
30
City of London Investment Management
United Kingdom
$648K 34,337 -9,905 -22%
OC
31
Oppenheimer & Co
New York
$578K 30,530 +89 +0.3%
BA
32
Bard Associates
Illinois
$550K 29,075 +150 +0.5%
TWM
33
Titus Wealth Management
California
$543K 28,097 -5,501 -16%
CF
34
Centaurus Financial
California
$525K 27,769 +15,733 +131%
PNC Financial Services Group
35
PNC Financial Services Group
Pennsylvania
$489K 25,790 – –
HighTower Advisors
36
HighTower Advisors
Illinois
$397K 20,978 – –
Creative Planning
37
Creative Planning
Kansas
$386K 20,382 – –
Cambridge Investment Research Advisors
38
Cambridge Investment Research Advisors
Iowa
$370K 19,579 -310 -2%
GWM
39
Geneos Wealth Management
Colorado
$316K 16,703 +4,907 +42%
SPC
40
Sigma Planning Corp
Michigan
$300K 15,850 -5,834 -27%
US Bancorp
41
US Bancorp
Minnesota
$293K 15,518 +7,023 +83%
FAAS
42
First Allied Advisory Services
California
$288K 15,195 -2,270 -13%
SIA
43
Sit Investment Associates
Minnesota
$284K 15,000 – –
CWA
44
Clarus Wealth Advisors
Arizona
$269K 14,170 – –
CAN
45
Claraphi Advisory Network
United States
$263K 13,892 -643 -4%
WS
46
Wedbush Securities
California
$218K 11,535 +1,068 +10%
SLF
47
Sun Life Financial
Ontario, Canada
$218K 11,500 +11,281 +5,151%
SBIA
48
Sheaff Brock Investment Advisors
Indiana
$198K 10,465 +100 +1%
SWM
49
SeaCrest Wealth Management
New York
$166K 8,764 +680 +8%
CAC
50
Certified Advisory Corp
Florida
$128K 6,770 -556 -8%
1
2
3 4