FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

77 hedge funds and large institutions have $93.1M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2017 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 20 increasing their positions, 17 reducing their positions, and 7 closing their positions.

Holders
77
Holders Change
+15
Holders Change %
+24.19%
% of All Funds
1.75%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
22
Increased
20
Reduced
17
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$1.56M
2
AWM
2
Aevitas Wealth Management
Massachusetts
$1.03M
3
LWS
3
Lucia Wealth Services
California
$758K
4
LPL Financial
4
LPL Financial
California
$1.92M
5
Invesco
5
Invesco
Georgia
$5.16M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$12.4M
2
IH
2
IFC Holdings
Florida
$2.01M
3
BTS
3
BB&T Securities
Virginia
$789K
4
NPC
4
National Planning Corporation
California
$0
5
PAG
5
Private Advisor Group
New Jersey
$236K
Name Market Value Shares Shares
Change 		Shares
Change %
UCFA
26
United Capital Financial Advisors
Texas
$727K 35,521 +476 +1%
BA
27
Bard Associates
Illinois
$686K 33,550 – –
OC
28
Oppenheimer & Co
New York
$634K 31,005 +715 +2%
SPC
29
Sigma Planning Corp
Michigan
$466K 22,800 -1,354 -6%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$432K 21,104 +4,513 +27%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$427K 20,890 – –
RJA
32
Raymond James & Associates
Florida
$415K 20,275 +3,482 +21%
Millennium Management
33
Millennium Management
New York
$399K 19,511 +19,511 New
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$388K 18,947 +18,947 New
FAAS
35
First Allied Advisory Services
California
$324K 15,780 – –
WAM
36
Wolverine Asset Management
Illinois
$321K 15,715 +15,715 New
SIA
37
Sit Investment Associates
Minnesota
$307K 15,000 – –
OA
38
Oxbow Advisors
Texas
$286K 14,001 – –
GWM
39
Geneos Wealth Management
Colorado
$269K 13,185 -229 -2%
CWA
40
Clarus Wealth Advisors
Arizona
$256K 12,513 +12,513 New
PAG
41
Private Advisor Group
New Jersey
$236K 11,735 -19,892 -63%
SLF
42
Sun Life Financial
Ontario, Canada
$235K 11,500 – –
CAN
43
Claraphi Advisory Network
United States
$230K 11,235 +11,235 New
HighTower Advisors
44
HighTower Advisors
Illinois
$214K 10,472 -1,680 -14%
TWM
45
Titus Wealth Management
California
$212K 10,350 +10,350 New
SBIA
46
Sheaff Brock Investment Advisors
Indiana
$210K 10,267 -1,907 -16%
JCM
47
Jacobi Capital Management
Pennsylvania
$174K 8,626 -2,466 -22%
US Bancorp
48
US Bancorp
Minnesota
$174K 8,495 – –
Cohen & Steers
49
Cohen & Steers
New York
$171K 8,358 – –
SWM
50
SeaCrest Wealth Management
New York
$169K 8,262 +8,262 New
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