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FFC

Flaherty & Crumrine Preferred and Income Securities Fund

77 hedge funds and large institutions have $93.1M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2017 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 20 increasing their positions, 17 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

214% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 7

24% more funds holding

Funds holding: 6277 (+15)

18% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 17

0.12% less ownership

Funds ownership: 10.42%10.31% (-0.12%)

5% less capital invested

Capital invested by funds: $98.3M → $93.1M (-$5.27M)

Holders
77
Holders Change
+15
Holders Change %
+24.19%
% of All Funds
1.75%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
22
Increased
20
Reduced
17
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
UCFA
26
United Capital Financial Advisors
Texas
$727K +$9.94K +476 +1%
BA
27
Bard Associates
Illinois
$686K
OC
28
Oppenheimer & Co
New York
$634K +$14.9K +715 +2%
SPC
29
Sigma Planning Corp
Michigan
$466K -$28.3K -1,354 -6%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$432K +$94.3K +4,513 +27%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$427K
RJA
32
Raymond James & Associates
Florida
$415K +$72.7K +3,482 +21%
Millennium Management
33
Millennium Management
New York
$399K +$408K +19,511 New
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$388K +$396K +18,947 New
FAAS
35
First Allied Advisory Services
California
$324K
WAM
36
Wolverine Asset Management
Illinois
$321K +$328K +15,715 New
SIA
37
Sit Investment Associates
Minnesota
$307K
OA
38
Oxbow Advisors
Texas
$286K
GWM
39
Geneos Wealth Management
Colorado
$269K -$4.78K -229 -2%
CWA
40
Clarus Wealth Advisors
Arizona
$256K +$261K +12,513 New
PAG
41
Private Advisor Group
New Jersey
$236K -$416K -19,892 -63%
SLF
42
Sun Life Financial
Ontario, Canada
$235K
CAN
43
Claraphi Advisory Network
United States
$230K +$235K +11,235 New
HighTower Advisors
44
HighTower Advisors
Illinois
$214K -$35.1K -1,680 -14%
TWM
45
Titus Wealth Management
California
$212K +$216K +10,350 New
SBIA
46
Sheaff Brock Investment Advisors
Indiana
$210K -$39.8K -1,907 -16%
JCM
47
Jacobi Capital Management
Pennsylvania
$174K -$51.5K -2,466 -22%
US Bancorp
48
US Bancorp
Minnesota
$174K
Cohen & Steers
49
Cohen & Steers
New York
$171K
SWM
50
SeaCrest Wealth Management
New York
$169K +$173K +8,262 New

FFC Hedge Fund Activity: Q4 2017 in Review

77 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in Flaherty & Crumrine Preferred and Income Securities Fund (FFC) for Q4 2017, worth a combined $93.1M — down 5.4% from $98.3M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FFC positions and 7 closed out — a net gain of 15 holders — while 20 added to existing stakes and 17 trimmed.

The largest buyer was Laurion Capital Management, opening a new position worth an estimated $1.59M. The largest seller was Bank of America, cutting an estimated $4.57M.

  • 77 institutional investors held Flaherty & Crumrine Preferred and Income Securities Fund (FFC) as of Q4 2017, up from 62 in Q3 2017.
  • Funds reported $93.1M of Flaherty & Crumrine Preferred and Income Securities Fund stock for Q4 2017, down 5.4% quarter-over-quarter.
  • 22 funds opened new Flaherty & Crumrine Preferred and Income Securities Fund positions in Q4 2017 and 7 closed out, a net change of +15 holders.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund buyer in Q4 2017 was Laurion Capital Management, an estimated $1.59M added.
  • The largest Flaherty & Crumrine Preferred and Income Securities Fund seller in Q4 2017 was Bank of America, an estimated $4.57M sold.

Based on aggregated 13F filings for Q4 2017.