FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

76 hedge funds and large institutions have $84M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 22 increasing their positions, 18 reducing their positions, and 5 closing their positions.

Holders
76
Holders Change
+11
Holders Change %
+16.92%
% of All Funds
1.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
18
Increased
22
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LCM
1
Laurion Capital Management
New York
$2.52M
2
Bank of America
2
Bank of America
North Carolina
$7.06M
3
CCP
3
Clough Capital Partners
Massachusetts
$697K
4
EDRH
4
Edmond de Rothschild Holding
Switzerland
$645K
5
CCM
5
Covington Capital Management
California
$6.44M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$4.3M
2
NPC
2
National Planning Corporation
California
$1.57M
3
PAG
3
Private Advisor Group
New Jersey
$676K
4
UCFA
4
United Capital Financial Advisors
Texas
$863K
5
Morgan Stanley
5
Morgan Stanley
New York
$6.51M
Name Market Value Shares Shares
Change 		Shares
Change %
CCP
26
Clough Capital Partners
Massachusetts
$697K 37,000 +37,000 New
PAG
27
Private Advisor Group
New Jersey
$676K 34,676 -65,410 -65%
BA
28
Bard Associates
Illinois
$652K 34,600 -2,000 -5%
EDRH
29
Edmond de Rothschild Holding
Switzerland
$645K 34,240 +34,240 New
BAM
30
Bruderman Asset Management
New York
$605K 32,112 +4,246 +15%
OC
31
Oppenheimer & Co
New York
$469K 24,868 -942 -4%
SPC
32
Sigma Planning Corp
Michigan
$443K 23,538 +1,164 +5%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$423K 22,490 – –
VKH
34
Virtu KCG Holdings
New York
$362K 19,197 +19,197 New
Millennium Management
35
Millennium Management
New York
$301K 15,981 +15,981 New
SIA
36
Sit Investment Associates
Minnesota
$283K 15,000 – –
GWM
37
Geneos Wealth Management
Colorado
$279K 14,857 -1,499 -9%
FAAS
38
First Allied Advisory Services
California
$278K 14,775 +4,822 +48%
IA
39
IFP Advisors
Florida
$267K 14,179 – –
ICOA
40
Investment Centers of America
North Dakota
$255K 13,589 +13,589 New
Creative Planning
41
Creative Planning
Kansas
$248K 13,164 +7,332 +126%
US Bancorp
42
US Bancorp
Minnesota
$207K 10,985 +774 +8%
TSS
43
Two Sigma Securities
New York
$200K 10,599 +10,599 New
WAM
44
Weiss Asset Management
Massachusetts
$200K 10,622 +10,622 New
WA
45
WFG Advisors
Texas
$197K 10,443 -24 -0.2%
LF
46
Lee Financial
Texas
– – – –
Cohen & Steers
47
Cohen & Steers
New York
$145K 7,717 -1,942 -20%
Northwestern Mutual Wealth Management
48
Northwestern Mutual Wealth Management
Wisconsin
$100K 5,325 +5,325 New
PSUF
49
People's United Financial
Connecticut
$93K 4,954 – –
WEC
50
Winslow Evans & Crocker
Massachusetts
$83K 4,406 – –
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