FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

65 hedge funds and large institutions have $95M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2016 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 23 increasing their positions, 24 reducing their positions, and 2 closing their positions.

Holders
65
Holders Change
-4
Holders Change %
-5.8%
% of All Funds
1.74%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
1
Increased
23
Reduced
24
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CAN
1
Cetera Advisor Networks
California
$1.68M
2
CCM
2
Covington Capital Management
California
$6.41M
3
LPL Financial
3
LPL Financial
California
$8.76M
4
AG
4
Advisor Group
Arizona
$2.11M
5
PAG
5
Private Advisor Group
New Jersey
$2.1M

Top Sellers

1
Envestnet Asset Management
1
Envestnet Asset Management
Illinois
$221K
2
Cohen & Steers
2
Cohen & Steers
New York
$201K
3
GC
3
Guggenheim Capital
Illinois
$454K
4
Morgan Stanley
4
Morgan Stanley
New York
$8.01M
5
UCFA
5
United Capital Financial Advisors
Texas
$2.29M
Name Market Value Shares Shares
Change 		Shares
Change %
BA
26
Bard Associates
Illinois
$761K 36,600 – –
RJA
27
Raymond James & Associates
Florida
$659K 31,704 -3,742 -11%
BAM
28
Bruderman Asset Management
New York
$580K 27,866 +5,190 +23%
OC
29
Oppenheimer & Co
New York
$537K 25,810 +247 +1%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$467K 22,490 -200 -0.9%
SPC
31
Sigma Planning Corp
Michigan
$465K 22,374 +4,725 +27%
GC
32
Guggenheim Capital
Illinois
$454K 21,824 -37,693 -63%
GWM
33
Geneos Wealth Management
Colorado
$340K 16,356 -290 -2%
SIA
34
Sit Investment Associates
Minnesota
$312K 15,000 – –
IA
35
IFP Advisors
Florida
$295K 14,179 -3,000 -17%
Bank of New York Mellon
36
Bank of New York Mellon
New York
$286K 13,743 -196 -1%
ASN
37
Advisory Services Network
Georgia
$245K 11,764 +1,202 +11%
Envestnet Asset Management
38
Envestnet Asset Management
Illinois
$221K 10,615 -333,784 -97%
WA
39
WFG Advisors
Texas
$218K 10,467 +1,218 +13%
CWM
40
Concert Wealth Management
California
$217K 10,445 -600 -5%
US Bancorp
41
US Bancorp
Minnesota
$213K 10,211 – –
FAAS
42
First Allied Advisory Services
California
$207K 9,953 +9,953 New
Cohen & Steers
43
Cohen & Steers
New York
$201K 9,659 -46,422 -83%
SF
44
Synovus Financial
Georgia
$147K 7,037 – –
Creative Planning
45
Creative Planning
Kansas
$121K 5,832 -5,564 -49%
WP
46
WealthPLAN Partners
Nebraska
$113K 5,375 -8,039 -60%
PSUF
47
People's United Financial
Connecticut
$103K 4,954 – –
WEC
48
Winslow Evans & Crocker
Massachusetts
$91.6K 4,406 – –
Deutsche Bank
49
Deutsche Bank
Germany
$67K 3,250 -117 -3%
MFS
50
MSI Financial Services
Massachusetts
$54K 2,610 -566 -18%
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