FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

69 hedge funds and large institutions have $109M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2016 Q2 according to their latest regulatory filings, with 5 funds opening new positions, 24 increasing their positions, 19 reducing their positions, and 9 closing their positions.

Holders
69
Holders Change
-4
Holders Change %
-5.48%
% of All Funds
1.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
24
Reduced
19
Closed
9
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NPC
1
National Planning Corporation
California
$5.12M
2
AG
2
Advisor Group
Arizona
$1.84M
3
Commonwealth Equity Services
3
Commonwealth Equity Services
Massachusetts
$4.36M
4
CCM
4
Covington Capital Management
California
$6.09M
5
IH
5
IFC Holdings
Florida
$4.09M

Top Sellers

1
OA
1
Oxbow Advisors
Texas
$3.14M
2
LPL Financial
2
LPL Financial
California
$8.65M
3
Bank of America
3
Bank of America
North Carolina
$5.99M
4
AIG
4
American International Group
New York
$0
5
Cohen & Steers
5
Cohen & Steers
New York
$1.22M
Name Market Value Shares Shares
Change 		Shares
Change %
BTS
26
BB&T Securities
Virginia
$1.06M 49,040 +3,786 +8%
HighTower Advisors
27
HighTower Advisors
Illinois
$951K 43,845 +318 +0.7%
Cambridge Investment Research Advisors
28
Cambridge Investment Research Advisors
Iowa
$866K 39,991 -3,784 -9%
BA
29
Bard Associates
Illinois
$793K 36,600 +50 +0.1%
RJA
30
Raymond James & Associates
Florida
$768K 35,446 +1,385 +4%
ICAS
31
Investors Capital Advisory Services
Massachusetts
$585K 27,032 -1,035 -4%
OC
32
Oppenheimer & Co
New York
$554K 25,563 +255 +1%
BAM
33
Bruderman Asset Management
New York
$491K 22,676 -937 -4%
PNC Financial Services Group
34
PNC Financial Services Group
Pennsylvania
$491K 22,690 -400 -2%
SPC
35
Sigma Planning Corp
Michigan
$382K 17,649 +1,359 +8%
IA
36
IFP Advisors
Florida
$372K 17,179 +16,379 +2,047%
GWM
37
Geneos Wealth Management
Colorado
$361K 16,646 +1,076 +7%
CA
38
Cetera Advisors
Colorado
$330K 15,230 -5,000 -25%
SIA
39
Sit Investment Associates
Minnesota
$325K 15,000 – –
Bank of New York Mellon
40
Bank of New York Mellon
New York
$302K 13,939 +13,939 New
Creative Planning
41
Creative Planning
Kansas
$247K 11,396 +1,102 +11%
CWM
42
Concert Wealth Management
California
$238K 11,045 – –
ASN
43
Advisory Services Network
Georgia
$229K 10,562 -4,695 -31%
US Bancorp
44
US Bancorp
Minnesota
$221K 10,211 – –
VFS
45
VSR Financial Services
Kansas
$217K 10,000 – –
WA
46
WFG Advisors
Texas
$200K 9,249 +172 +2%
Northwestern Mutual Wealth Management
47
Northwestern Mutual Wealth Management
Wisconsin
$158K 7,281 – –
SF
48
Synovus Financial
Georgia
$152K 7,037 – –
WP
49
WealthPLAN Partners
Nebraska
$145K 13,414 +13,414 New
WT
50
Whittier Trust
California
$115K 5,328 – –
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2
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