FFC

Flaherty & Crumrine Preferred and Income Securities Fund
FFC

Overview Fund Activity

58 hedge funds and large institutions have $77.6M invested in Flaherty & Crumrine Preferred and Income Securities Fund in 2013 Q2 according to their latest regulatory filings, with 58 funds opening new positions, increasing their positions, reducing their positions, and closing their positions.

Holders
58
Holders Change
+58
Holders Change %
–
% of All Funds
1.89%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
58
Increased
–
Reduced
–
Closed
–
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$11.3M
2
Bank of America
2
Bank of America
North Carolina
$8.89M
3
Cohen & Steers
3
Cohen & Steers
New York
$6.91M
4
Invesco
4
Invesco
Georgia
$4.83M
5
OA
5
Oxbow Advisors
Texas
$4.13M

Top Sellers

No sellers this quarter
Name Market Value Shares Shares
Change 		Shares
Change %
FFA
26
First Foundation Advisors
California
$517K 27,565 +27,565 New
OC
27
Oppenheimer & Co
New York
$479K 25,519 +25,519 New
ACP
28
Aviance Capital Partners
Florida
$462K 24,644 +24,644 New
RJFSA
29
Raymond James Financial Services Advisors
Florida
$449K 23,973 +23,973 New
WAM
30
Wolverine Asset Management
Illinois
$413K 22,061 +22,061 New
AIG
31
American International Group
New York
$400K 21,354 +21,354 New
NAM
32
NTV Asset Management
West Virginia
$377K 20,128 +20,128 New
SGCA
33
Steel Grove Capital Advisors
Tennessee
$311K 16,608 +16,608 New
Comerica Bank
34
Comerica Bank
Texas
$281K 15,000 +15,000 New
SIA
35
Sit Investment Associates
Minnesota
$281K 15,000 +15,000 New
EWA
36
Exencial Wealth Advisors
Oklahoma
$263K 14,394 +14,394 New
Ameriprise
37
Ameriprise
Minnesota
$207K 10,919 +10,919 New
PP
38
Paloma Partners
Connecticut
$203K 10,800 +10,800 New
Deutsche Bank
39
Deutsche Bank
Germany
$168K 8,974 +8,974 New
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$115K 6,081 +6,081 New
SF
41
Synovus Financial
Georgia
$106K 5,600 +5,600 New
Northwestern Mutual Wealth Management
42
Northwestern Mutual Wealth Management
Wisconsin
$102K 5,420 +5,420 New
PSUF
43
People's United Financial
Connecticut
$93K 4,954 +4,954 New
BRWA
44
B. Riley Wealth Advisors
Florida
$87K 4,639 +4,639 New
US Bancorp
45
US Bancorp
Minnesota
$85K 4,500 +4,500 New
DADC
46
D.A. Davidson & Co
Montana
$62K 3,350 +3,350 New
GGPS
47
Gary Goldberg Planning Services
New York
$54K 2,900 +2,900 New
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$52K 2,800 +2,800 New
PTC
49
Private Trust Company
Ohio
$39K 2,100 +2,100 New
CAPTRUST Financial Advisors
50
CAPTRUST Financial Advisors
North Carolina
$33K 1,770 +1,770 New
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