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Paloma Partners’s Flaherty & Crumrine Preferred and Income Securities Fund FFC Stock Holding History

Paloma Partners’s Portfolio FFC Stock Details FFC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q3 		– Sell
-10,800
Closed -$203K – 1009
2013
Q2 		$203K Buy
+10,800
New +$216K 0.01% 934

Other funds holding FFC

Guggenheim Capital
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Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return
Cohen & Steers
Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
OA
Oxbow Advisors Austin, Texas $1.23B AUM 23.59% 1-Year Est. Return
Covington Capital Management
Covington Capital Management Los Angeles, California $2.32B AUM 12.18% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
MCC
Mid Continent Capital Chicago, Illinois $1.54B AUM 0.7% 1-Year Est. Return
UBS
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Paloma Partners's FFC Position: Q3 2013 in Review

Paloma Partners sold out of Flaherty & Crumrine Preferred and Income Securities Fund (FFC) in Q3 2013, closing a stake of 10,800 shares — an estimated $203K sold.

Paloma Partners first reported a position in FFC in Q2 2013 and held it in 1 quarter. The position peaked at $203K in Q2 2013. 64 funds tracked by Wall St. Rank hold FFC as of Q3 2013.

  • Paloma Partners reported no remaining Flaherty & Crumrine Preferred and Income Securities Fund position as of Q3 2013 after selling out during the quarter.
  • Paloma Partners sold 10,800 Flaherty & Crumrine Preferred and Income Securities Fund shares in Q3 2013, an estimated $203K.
  • Paloma Partners first reported a position in Flaherty & Crumrine Preferred and Income Securities Fund in Q2 2013 and held it in 1 quarter.
  • Paloma Partners's Flaherty & Crumrine Preferred and Income Securities Fund position peaked at $203K in Q2 2013.
  • 64 funds tracked by Wall St. Rank held Flaherty & Crumrine Preferred and Income Securities Fund as of Q3 2013.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.