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First Trust Dow Jones Select MicroCap Index Fund

48 hedge funds and large institutions have $71.5M invested in First Trust Dow Jones Select MicroCap Index Fund in 2019 Q4 according to their latest regulatory filings, with 6 funds opening new positions, 14 increasing their positions, 20 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more capital invested

Capital invested by funds: $66M → $71.5M (+$5.47M)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% more first-time investments, than exits

New positions opened: 6 | Existing positions closed: 6

1.3% less ownership

Funds ownership: 47.2%45.91% (-1.3%)

2% less funds holding

Funds holding: 4948 (-1)

30% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 20

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $30K

Holders
48
Holders Change
-1
Holders Change %
-2.04%
% of All Funds
0.95%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
6
Increased
14
Reduced
20
Closed
6
Calls
Puts
$30K
Net Calls
-$30K
Net Calls Change
-$30K
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$403K -$2.28K -48 -0.6%
BCA
27
Bay Colony Advisors
Massachusetts
$390K +$27K +568 +8%
Jane Street
28
Jane Street
New York
$318K -$638K -13,411 -68%
PSF
29
Pacific Sun Financial
California
$300K +$15.7K +330 +6%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$296K -$18.5K -390 -6%
NGA
31
Naples Global Advisors
Florida
$295K -$4.75K -100 -2%
OCM
32
One Capital Management
California
$235K -$4.47K -94 -2%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$225K -$951 -20 -0.4%
NFG
34
Next Financial Group
Texas
$196K +$102K +2,145 +126%
AG
35
Advisor Group
Arizona
$145K -$293K -6,159 -68%
SFS
36
Sowell Financial Services
Arkansas
$102K +$95.1K +2,000 New
ASN
37
Advisory Services Network
Georgia
$98K +$78.4K +1,650 +618%
FFW
38
Fusion Family Wealth
New York
$93K -$14.3K -300 -14%
Bessemer Group
39
Bessemer Group
New Jersey
$49K
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$44K
DAM
41
Delta Asset Management
Tennessee
$26K
EIP
42
Ellis Investment Partners
Pennsylvania
$25K +$48 +1 +0.2%
Carson Wealth (CWM LLC)
43
Carson Wealth (CWM LLC)
Nebraska
$19K
AA
44
Advisory Alpha
Michigan
$5.72K
CFGS
45
Concourse Financial Group Securities
Alabama
$5K +$4.33K +91 New
US Bancorp
46
US Bancorp
Minnesota
$3K
CAN
47
Cetera Advisor Networks
California
-$364K -7,964 Closed
QCIG
48
Quad-Cities Investment Group
Iowa
-$68K -1,480 Closed
HWA
49
Heritage Wealth Advisors
Virginia
-$55K -1,225 Closed
Northwestern Mutual Wealth Management
50
Northwestern Mutual Wealth Management
Wisconsin
-$46K -1,000 Closed

FDM Hedge Fund Activity: Q4 2019 in Review

48 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Dow Jones Select MicroCap Index Fund (FDM) for Q4 2019, worth a combined $71.5M — up 8.3% from $66M a quarter earlier.

Fund positioning in FDM was balanced in Q4 2019: 6 funds opened new positions, 6 closed out, 14 added to existing stakes and 20 trimmed.

The largest buyer was Truist Financial, opening a new position worth an estimated $1.22M. The largest seller was Royal Bank of Canada, cutting an estimated $1.76M.

  • 48 institutional investors held First Trust Dow Jones Select MicroCap Index Fund (FDM) as of Q4 2019, down from 49 in Q3 2019.
  • Funds reported $71.5M of First Trust Dow Jones Select MicroCap Index Fund stock for Q4 2019, up 8.3% quarter-over-quarter.
  • 6 funds opened new First Trust Dow Jones Select MicroCap Index Fund positions in Q4 2019 and 6 closed out, a net change of 0 holders.
  • The largest First Trust Dow Jones Select MicroCap Index Fund buyer in Q4 2019 was Truist Financial, an estimated $1.22M added.
  • The largest First Trust Dow Jones Select MicroCap Index Fund seller in Q4 2019 was Royal Bank of Canada, an estimated $1.76M sold.

Based on aggregated 13F filings for Q4 2019.