FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

67 hedge funds and large institutions have $108M invested in First Trust Senior Floating Rate Income Fund II in 2023 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 20 increasing their positions, 20 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
67
Holders Change
-7
Holders Change %
-9.46%
% of All Funds
1.07%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
20
Reduced
20
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Morgan Stanley
Morgan Stanley
New York
$18.6M
2
LPL Financial
LPL Financial
California
$13.7M
3
WWM
Wagner Wealth Management
South Carolina
$3.07M
4
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
$1.68M
5
JRCM
Jones Road Capital Management
New York
$2.35M

Top Sellers

1
LSC
Logan Stone Capital
Illinois
$0
2
SFS
Shaker Financial Services
Virginia
$247K
3
COLIM
City of London Investment Management
United Kingdom
$4.16M
4
MC
Matisse Capital
Oregon
$697K
5
CCP
Clough Capital Partners
Massachusetts
$166K
Name Holding Trade Value Shares
Change 		Shares
Change %
GWM
51
Geneos Wealth Management
Colorado
$93.7K – – –
QL
52
Quarry LP
New York
$56.6K -$82.4K -8,236 -59%
GI
53
Gradient Investments
Minnesota
$35.1K -$1.73K -173 -5%
HCP
54
Hexagon Capital Partners
Arkansas
$34K +$130 +13 +0.4%
SCA
55
Stonebridge Capital Advisors
Minnesota
$31.8K +$31.8K +3,180 New
NS
56
NBC Securities
Alabama
$28K +$28K +2,842 New
WT
57
Whittier Trust
California
$13.6K – – –
GRP
58
Global Retirement Partners
California
$12.5K +$20 +2 +0.2%
IA
59
IFP Advisors
Florida
$11.2K – – –
Comerica Bank
60
Comerica Bank
Texas
$10.3K +$10.3K +1,026 New
AA
61
AlphaMark Advisors
Kentucky
$10K – – –
National Bank of Canada
62
National Bank of Canada
Quebec, Canada
$9.78K – – –
BCMLT
63
Beacon Capital Management LLC (Tennessee)
Tennessee
$3.79K – – –
CBT
64
CoreFirst Bank & Trust
Kansas
$3.12K – – –
CSPIA
65
Cary Street Partners Investment Advisory
Virginia
$3K – – –
CHA
66
Carmichael Hill & Associates
Maryland
$2.89K – – –
GWSG
67
GPS Wealth Strategies Group
Colorado
$1.5K – – –
HNB
68
Huntington National Bank
Ohio
$10 -$10 – –
LSC
69
Logan Stone Capital
Illinois
– -$2.06M -208,386 Closed
PIWA
70
Prevail Innovative Wealth Advisors
Kansas
– -$283K -28,630 Closed
Goldman Sachs
71
Goldman Sachs
New York
– -$205K -20,676 Closed
GMA
72
Glassy Mountain Advisors
Maryland
– -$161K -16,312 Closed
LCM
73
Landscape Capital Management
New Jersey
– -$132K -13,355 Closed
SA
74
SFI Advisors
New Jersey
– -$125K -12,633 Closed
PHS
75
Pekin Hardy Strauss
Illinois
– -$115K -11,650 Closed
1 2
3
4