FCT

First Trust Senior Floating Rate Income Fund II
FCT

Overview Fund Activity

72 hedge funds and large institutions have $115M invested in First Trust Senior Floating Rate Income Fund II in 2024 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 35 increasing their positions, 15 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
72
Holders Change
+7
Holders Change %
+10.77%
% of All Funds
0.96%
Holding in Top 10
–
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
–
New
11
Increased
35
Reduced
15
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Pathstone Holdings
1
Pathstone Holdings
New Jersey
$7.08M
2
IA
2
IFP Advisors
Florida
$1.53M
3
AAM
3
Advisors Asset Management
Colorado
$5.85M
4
Morgan Stanley
4
Morgan Stanley
New York
$18.4M
5
SFS
5
Shaker Financial Services
Virginia
$1.5M

Top Sellers

1
LPL Financial
1
LPL Financial
California
$6.03M
2
1CP
2
1607 Capital Partners
Virginia
$2.08M
3
Bank of America
3
Bank of America
North Carolina
$6.95M
4
EIA
4
Edgemoor Investment Advisors
Maryland
$6.74M
5
UBS Group
5
UBS Group
Switzerland
$1.75M
Name Holding Trade Value Shares
Change 		Shares
Change %
Stifel Financial
26
Stifel Financial
Missouri
$809K -$46.2K -4,462 -5%
SRC
27
Shufro Rose & Co
New York
$808K -$36.2K -3,500 -4%
TI
28
TrueMark Investments
Illinois
$771K -$162K -15,611 -17%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$630K +$4.94K +477 +0.8%
Rockefeller Capital Management
30
Rockefeller Capital Management
New York
$574K +$76.4K +7,378 +15%
Cetera Investment Advisers
31
Cetera Investment Advisers
Illinois
$510K +$27.7K +2,672 +6%
Osaic Holdings
32
Osaic Holdings
Arizona
$484K +$652 +63 +0.1%
EAM
33
Everstar Asset Management
North Carolina
$480K – – –
Cambridge Investment Research Advisors
34
Cambridge Investment Research Advisors
Iowa
$416K +$31K +3,000 +8%
Raymond James Financial
35
Raymond James Financial
Florida
$397K +$397K +38,382 New
EH
36
Equitable Holdings
New York
$382K +$382K +36,877 New
SA
37
Sanctuary Advisors
Indiana
$376K -$42.3K -4,050 -10%
GWM
38
Geneos Wealth Management
Colorado
$367K +$258K +24,917 +236%
KWA
39
Kingswood Wealth Advisors
California
$331K +$70.4K +6,801 +27%
SFC
40
Strategic Financial Concepts
Texas
$329K +$40.4K +3,900 +14%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$313K +$30K +2,898 +11%
AUIM
42
Aegon USA Investment Management
Iowa
$311K – – –
Truist Financial
43
Truist Financial
North Carolina
$306K +$8.64K +835 +3%
RA
44
RFG Advisory
Alabama
$272K +$50.1K +4,842 +23%
IAA
45
Independent Advisor Alliance
North Carolina
$268K +$268K +25,908 New
WMG
46
WESCAP Management Group
California
$229K – – –
Carson Wealth (CWM LLC)
47
Carson Wealth (CWM LLC)
Nebraska
$222K – – –
AA
48
Apriem Advisors
California
$217K – – –
NFG
49
Nations Financial Group
Iowa
$199K -$13.2K -1,274 -6%
AG
50
AmeriFlex Group
Nevada
$186K +$186K +17,736 New
1
2
3